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A-147-86 A-319-86
Public Service Alliance of Canada (Applicant) v.
The Queen in right of Canada as represented by Treasury Board (Respondent)
INDEXED AS: P.SA.C. v. CANADA (TREASURY BOARD)
Court of Appeal, Urie, Marceau and Lacombe JJ.—Ottawa, December 4 and 22, 1986.
Public service — Jurisdiction — Public Service Staff Rela tions Board — Scope of arbitration — For proposal to be arbitrable, subject-matter must fall within s. 70(1) of Act and effect thereof must leave intact Government prerogatives defined in s. 7 — Union's proposals respecting overtime assignments and limitation on teaching hours within parame ters of "hours of work" in s. 70(l) — Proposal requesting employer to offer overtime duties to incumbents of positions not affecting employer's freedom to assign duties to positions — Determining maximum number of hours per day to perform duty integral part of assignment of duties to positions — To impose ceiling would impede Government's freedom of action under s. 7 — Public Service Staff Relations Act, R.S.C. 1970, c. P-35, ss. 7, 56(2), 70(1),(3) — Public Service Employment Act, R.S.C. 1970, c. P-32 — Financial Administration Act, R.S.C. 1970, c. F-10.
This case raises the issue of the limits imposed by Parliament on the powers of arbitration of the Public Service Staff Rela tions Board. Two bargaining units are involved: the financial administrators and the language teachers. Following failure to reach an agreement with Treasury Board, the applicant Union requested arbitration. The Union's first proposal, which con cerned the financial administrators, sought to oblige the employer to offer any overtime work to employees who normal ly performed the duties involved. Its second proposal would have limited the number of hours a language teacher could be required to teach in a classroom every day. The Board rejected the first proposal on the ground that it would have encroached on the employer's authority under section 7 of the Public Service Staff Relations Act to assign duties to and to classify positions within the Public Service. In the second case, the Board refused to intervene on the ground that the expression "hours of work" in subsection 70(1) does not include the concept of the distribution of duties that may be assigned to employees. The applications herein seek to review the Board's decisions.
Held, the application respecting the language teachers should be denied; the decision respecting the financial adminis trators should be set aside and the matter referred back to the Board.
The Board was wrong in declining jurisdiction to deal with the overtime proposal but right, albeit for a reason other than the one it advanced, in refusing to consider the possibility of limiting the number of hours of work a teacher could be required to do.
Subsection 70(1) focuses on the subject-matter of the pro posal whereas section 7 concerns the eventual effect of the proposal on management's freedom of action. Since the sub stantive and specific provision of subsection 70(1) must always be construed in the light of section 7, the interpretative and general provision, a two-step analysis is required to determine whether a proposal may be the subject of an arbitral award. It must be established, first, that the proposal falls within one of the classes of matters set out in subsection 70(1) and then, that its effect would leave intact the prerogatives of the Government defined in section 7. With respect to the first step, there is no doubt that overtime comes within the parameters of "hours of work" in subsection 70(1). The same can be said of a clause limiting hours of teaching. Nothing in subsection 70(1) sup ports a restrictive understanding of what was meant to be included in the classes of matters referred to as "hours of work".
With respect to the second step, the Court could not come to the conclusion that to oblige the Government to offer overtime duties to the incumbents of the positions could affect its freedom to organize the Public Service as it sees fit or to assign duties to the positions it has created. On the other hand, the determination of the maximum number of hours per day that employees may be required to perform a particular duty is an integral part of the assignment of duties to positions. By accepting such a proposal, the Board would be impairing the freedom of action that the Government has in the assignment of duties to a position.
CASE JUDICIALLY CONSIDERED
REFERRED TO:
Professional Institute of the Public Service of Canada v. Public Service Staff Relations Board, [1979] 1 F.C. 92 (C.A.).
COUNSEL:
Andrew J. Raven for applicant.
Robert Cousineau and Mylène Bouzigon for respondent.
No one appearing for Public Service Staff Relations Board.
SOLICITORS:
Soloway, Wright, Houston, Greenberg, O'Grady, Morin, Ottawa, for applicant. Legal Services, Treasury Board, Ottawa, for respondent.
Public Service Staff Relations Board, Ottawa, on its own behalf.
The following are the reasons for judgment rendered in English by
MARCEAU J.: As it is well known, when Parlia ment introduced collective bargaining into the Public Service in 1967 and provided for arbitration as one of the two alternative dispute-resolution processes, it imposed limits on the powers of the tribunal which was set up to act as the arbiter. Those limits were defined appropriately in the new Public Service Staff Relations Act, R.S.C. 1970, c. P-35 (hereinafter the "Act") but they had to be delineated through the interpretation of the words used in the legislated provisions as practical situa tions arose. It was to be expected that the area of arbitrability would be subject to much controversy, and indeed the Arbitration Tribunal in the early days of the legislation and the Public Service Staff Relations Board in recent years (hereinafter the "Board") have regularly been called upon to make rulings respecting the scope of their jurisdiction. Yet, this Court has not had many occasions to deal with the issue, which makes it all the more inter esting that two applications, directly to the point, are now before the Court for adjudication, one bearing number 147-86, the other, number 319-86.
The two applications pertain to different factual situations but they both raise the question of the scope of arbitration in such a comparable way that counsel for the applicant Union suggested that they be argued together. In fact, the Court expressed reluctance to hear a combined presenta tion, but now that I am about to set out my view as to their respective merits, I realize that there is some advantage in dealing with the two at the same time.
The scenario, in both cases, has of course been the usual one. Negotiations between the Union as bargaining agent and Treasury Board as employer with a view to settling the terms and conditions of a new collective agreement for members of a bar gaining unit had proved non-productive on a number of issues. Since the Union had, in accord ance with the Act, chosen arbitration as the mech anism for the resolution of disputes, it sought an arbitral award from the Board spelling out the proposals it suggested for inclusion in the agree ment. The Board, however, refused to consider one of the proposals, taking the view that it had no jurisdiction to deal with the subject-matter involved, whereupon an application disputing the validity of the Board's refusal was brought before this Court.
On their facts, however, the two cases are in no way related to one another. Naturally two bar gaining units were concerned: financial adminis trators (case A-147-86) and language teachers (case A-319-86). The rejected proposals were not at all to the same effect since the first was to oblige the employer to offer any overtime work to employees who normally perform the duties involved, while the second would have limited the number of hours a teacher could be required to teach in a classroom per day. And finally the Board, which was differently constituted on each occasion, did not rely on the same section of the Act in the two cases: it invoked section 7 in the case of the financial administrators and the issue of overtime; and subsection 70(1), in the case of the teachers and the issue of daily classroom hours. But paradoxically it is precisely because the cases are so distinct from one another that I felt it would be useful to deal with them together.
We are not concerned here with any of those limitations imposed by Parliament on the scope of collective bargaining in the public sector in order to protect its own prerogatives (as for instance those established by the exclusionary provisions found in subsection 56(2), subsection 70(3)).
There is no question that the two proposals could be made legitimate subjects of bargaining. We are concerned with the special limits imposed by Par liament on the powers of arbitration tribunals in order to protect some managerial rights considered untouchable because of the very special situation of the Government as employer. There are two provisions in the Act which were clearly aimed at defining these special limitations on arbitrability: section 7 and subsection 70(1), the two provisions relied on by the Board in the two rulings here in question. They read thus:
7. Nothing in this Act shall be construed to affect the right or authority of the employer to determine the organization of the Public Service and to assign duties to and classify positions therein.
70. (1) Subject to this section, an arbitral award may deal with rates of pay, hours of work, leave entitlements, standards of discipline and other terms and conditions of employment directly related thereto.
Section 7 is obviously a management rights provi sion enacted in the form of a rule of construction and to which was given the status of a general and basic principle designed to protect certain rights conferred on the Treasury Board in the Financial Administration Act, R.S.C. 1970, c. F-10. Subsec tion 70(1), on the other hand, is clearly a substan tive provision directed specifically to the process of arbitration. Section 7 works negatively in the sense that it designates borderlines by defining areas that are not to be infringed upon, while subsection 70(1) works positively, setting out the classes of matters open to arbitration. (The exhaustive char acter of the enumeration contained in subsection 70(1) was confirmed by Professional Institute of the Public Service of Canada v. Public Service Staff Relations Board, [1979] 1 F.C. 92 (C.A.).)
It seems to me that the two provisions were necessarily meant to play a complementary role in determining whether a particular proposal may be the subject of an arbitral award, one focussing on the subject-matter of the proposal, the other on its eventual effect on management's freedom of
action. And since one, the substantive and specific provision of subsection 70(1), must always be con strued in the light of the other, the interpretative and general provision of section 7, a two-step analysis is required. To determine that a proposal is arbitrable, it must be established first that it falls within one of the classes of matters set out in subsection 70(1) and then that its effect would leave intact the untouchable prerogatives of Gov ernment defined in section 7.
In the first case here under review where the proposal was concerned with overtime assign ments, the Board declined to act because it felt that:
[The proposed changes in the collective agreement] would encroach on the employer's authority to assign duties to posi tions, an authority reserved to the employer by section 7 of the Act. If accepted, this proposal would prevent the employer from deciding that certain tasks are to be performed by persons occupying positions that are not in the bargaining unit .... It would establish the notion that persons in this bargaining unit have some proprietary claim to the performing of certain tasks. As such, it would restrict the employer's freedom of action in assigning work as it thought best among different groups of persons or positions.
In the second case, where the proposal had to do with a limitation on teaching hours per day, the Board refused to intervene on the ground that:
... the expression "hours of work", as used in subsection 70(1), does not include the concept of the distribution or mix of duties that may be assigned to employees ....
My understanding of the legislation leads me to respectfully disagree with the Board's reasoning in both cases but nevertheless to accept its conclusion in the second. At the first step of the analysis, when the subject-matter of the proposals is looked to, I have no difficulty in classifying both of them under one of the four descriptive headings of sub section 70(1). There is no doubt, of course, that overtime comes within the parameters of "hours of work", but I also do not see why the same would not be true of a clause limiting hours of teaching. I see nothing in the provision that supports a restric tive understanding of what was meant to be included in the class of matters referred to as "hours of work", and I think it would undermine the benefits of arbitration as a mechanism for resolution of disputes if such a narrow construction
were to prevail. But at the second step of the analysis, when the effect of the proposals must be looked to and the instructions of section 7 come into play, I definitely part with the Board when considering the proposal respecting overtime, since, in my view, a clause to that effect would not infringe upon a preserved prerogative of the Gov ernment but, when considering the other proposal for a ceiling on hours of teaching, I can rejoin the Board since this one would constitute, I think, a clear infringement.
Section 7 speaks of the organization of the Public Service and specifically of the assigning of duties to positions within the Public Service. It does not speak, as the Board seems to have under stood, of the assigning of duties to persons. The language used, particularly in the French version,' does not support such an extension of the pre served prerogatives, and the fact can only be seen as being decisive when it is known that a reference to assignment of duties to employees was made in the text placed before Parliament but was subse quently deleted. 2 It is to be remembered that the appointment of employees to positions is already regulated by the Public Service Employment Act, R.S.C. 1970, c. P-32. Be that as it may, section 7 being clear on its face, my conclusions as to whether it is breached by the two proposals will be easily understood.
' Which reads:
7. Rien dans la présente loi ne doit s'interpréter comme portant atteinte au droit ou à l'autorité que possède l'em- ployeur de déterminer comment doit être organisée la Fonc- tion publique, d'attribuer des fonctions aux postes et de classer ces derniers. [Emphasis added.]
2 Section 7 of the draft bill read:
7. Nothing in this Act shall be construed to affect the right or authority of the employer to determine the organiza tion of' the Public Service, to group and classify positions therein and to assign duties to employees.
Canada, House of Commons, Bill C-170, Public Service Staff Relations Act, first reading: April 25, 1966, 1st Session, 27th Parliament.
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It is hard to see how the fact that the Govern ment would be obliged to offer overtime duties to the incumbents of the corresponding positions could in any way affect its freedom to organize the Public Service as it sees fit or to assign duties to the positions it has created. It may be, as the Chairman concluded, that such a proposal "would establish the notion that persons in this bargaining unit have some proprietary claim to the perform ing of certain tasks" but that would go to the wisdom of including it in an arbitral award and not to the power of the Board to consider it. But coming to the proposal respecting the ceiling on teaching hours, one's reaction ought to be quite to the contrary. Determining the maximum number of hours per day that the employees in certain positions may be required to perform a particular duty, to me, not only impedes the freedom of the employer, but is an integral part of the assignment of duties to positions. Only the time element is involved but it is vital. It is indeed easy to realize that if a determination of that type were intro duced with respect to one of the duties attached to a position, nothing would prevent it being extended to each and every duty attached to it: the Govern ment employer would obviously be left with a seriously impaired freedom of action in the assign ment of duties to that position, which is precisely what Parliament was determined to prevent.
Thus, I think that the Board was wrong in declining jurisdiction to deal with the proposal in case A-147-86 relating to overtime but that it was right, albeit for a reason other than the one
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It may be noted further that an attempt was made to amend this section to include inter alia a reference to assigning duties to employees.
See Canada, House of Commons, Bill C-28, An Act to amend the Public Service Staff Relations Act, first reading, March 8, 1978, 3rd Session, 30th Parliament. This Act would have repealed section 7 of the Public Service Staff Relations Act and substituted the following:
7. Nothing in this Act shall be construed to affect the right or authority of the employer to determine the organiza tion of the Public Service, to assign duties to employees and positions, to classify positions and to suspend for a maximum period of sixty days an employee from the performance of his duties for lack of work because of a strike.
it advanced, in refusing to consider, in case A-319-86, the possibility of limiting the number of hours a teacher could be required to teach in a classroom.
I would then deny the application in case A-319-86 but would set aside the decision attacked in case A-147-86 and send the matter back to the Board for it to be considered anew.
URIE J.: I agree. LACOMBE J.: I agree.
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