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T-1682-83
Continental Asphalte Inc. (Plaintiff)
v.
The Queen (Defendant)
INDEXED AS: CONTINENTAL ASPHALTE INC. V. R.
Trial Division, Addy J.—Montreal, March 25; Ottawa, April 23, 1986.
Crown Contracts Unit price contract for building of highway access roads and parking areas in La Mauricie Na tional Park Compensation claimed for increases in asphalt price resulting from federal and provincial fiscal or tax meas ures entailing price increases for petroleum products Noth ing in contract providing for compensation for increase in cost of materials between date of tender and completion of work No verbal agreement as to variation of General Conditions, as representatives of defendant made no promise and had no authority to do so Distinction to be made between defen dant's contractual and legislative activities Theory of executive necessity providing co-contracting party having no right to be compensated for loss sustained as result of govern ment action taken to achieve fundamental goals Action dismissed, claim having no basis in law.
CASES JUDICIALLY CONSIDERED APPLIED:
Nova Scotia Construction Co. v. The Quebec Streams Commission, [1933] S.C.R. 220; Agence de Sécurité Générale Inc. v. R., [1980] 2 F.C. 223 (T.D.); William Cory & Son Ld. v. London Corporation, [1951] 2 K.B. 476 (C.A.).
COUNSEL:
Guy Pagé for plaintiff.
André Bluteau and Michèle Joubert for
defendant.
SOLICITORS:
Chrétien, Deschênes, Pronovost et Pagé, Shawinigan, Quebec, for plaintiff.
Deputy Attorney General of Canada for defendant.
The following is the English version of the reasons for judgment rendered by
ADDY J.: This case concerns a claim under a unit price contract for the building of a scenic highway, access roads and parking areas extending
for a total of some 50 kilometres in the La Mauri- cie National Park.
The contract specified a total sum of $1,986,328.80 for work which was to start on March 16, 1980 and to conclude on or about October 16 of that year. The work mentioned in the contract and certain additional work was satis factorily performed and the plaintiff received the full amount required except for an additional ex penditure of some $50,744.43, which it claimed as compensation for increases in the price of asphalt resulting from certain government decisions taken at the time regarding petroleum products.
Asphalt is one of the main components in the asphaltic concrete which the plaintiff had under taken to use in doing the paving work. Four increases in operating costs and crude petroleum prices occurred during the period in which the work was being done:
1. On April 1, 1980 the federal government imposed a surcharge of 15¢ a barrel (or about $1.05 a metric tonne) on each refinery: this tax was to be used to finance the development of the Syncrude project in western Canada.
2. On July 1, 1980 the federal government can celled an existing subsidy of 18¢ a barrel (or about $1.26 a metric tonne) payable to refineries as compensation for the additional cost of delivering petroleum products in eastern Canada.
3. On July 18, 1980 a further surcharge of 75¢ (or some $5.25 a metric tonne) was imposed on refi neries by the federal government for the same purposes as the tax of April 1, 1980.
4. An agreement to set the wellhead price of crude petroleum, concluded by an exchange of letters and also modified by letter from time to time, had existed since 1977 between the federal government and the province of Alberta. The most recent increase imposed under this agreement was on March 1, 1980, that is before the plaintiffs bid. The agreement between the two governments came to an end on June 30, 1980 and was not renewed.
As it was impossible to reach agreement on a control formula, the Alberta government unilater ally decided on August 1, 1980 to impose a tax of $2 a barrel (or about $14 a metric tonne) at the wellhead. Producers could reclaim this additional charge from buyers beginning on September 30, 1980.
The three preceding taxes or surcharges applied directly to crude petroleum, and not to petroleum by-products such as asphalt. However, these increases in the crude price necessarily resulted in increases in the prices which the plaintiff had to pay its suppliers of asphalt. It alleged that these increases represented a total of $50,000, which is the subject of the claim at bar. This claim is based on the conditions of the unit price contract itself (Exhibit P-1) concluded between the parties and on certain statements by representatives of the defendant that are contained in minutes of the fourth and fifth site meetings, filed at the hearing as Exhibit P-7. These two meetings took place on September 16 and October 1, 1980.
The plaintiff relied on the following provisions of the contract:
[TRANSLATION] Clause II
2(d) When the Engineer and the Contractor are not in agree ment, as provided in paragraphs (b), (c) and (d) of this Clause, the Engineer shall determine the category and unit of measure ment of the labour, equipment and materials in question, and the unit price thereof shall be determined pursuant to clause 46 of the General Conditions.
General Conditions, 46(1)(a) and (2)(c):
[TRANSLATION] 46.(1) If the method of determining the price stated in clause 44 of the General Conditions cannot be used, and if the Contractor and the Engineer cannot reach agreement as provided in clause 45 of the General Conditions, the cost of labour, equipment and materials for the purposes of clauses 12, 18, 37, 38 and 39 of the General Conditions shall be the total of the following amounts:
(a) all fair and reasonable amounts actually spent or legally payable by the Contractor with respect to the labour, equipment or materials falling within any of the expendi ture categories mentioned in subsection (2) (representing costs directly attributable to performance of the work and not costs in respect of which the indemnity mentioned in paragraph (b) is paid);
(2) the categories of eligible expenses are:
(c) payments for necessary materials incorporated in the work or required to complete the work and in fact used for that purpose;
It is apparent that clauses 12, 18, 37, 38 and 39 of the General Conditions, referred to in subsec tion 46(1) cited above, do not apply here.
I do not find in the provisions cited any contrac tual obligation by the defendant to compensate the plaintiff for increases in the price of materials between the date of the bid and the date the work was finally performed.
The defendant further relied on the following provisions of the same contract:
[TRANSLATION] 26.(1) The amount payable to the Contractor under the contract shall be neither increased nor decreased as the result of any increase or decrease in the cost of the work resulting from an increase or decrease in the cost of equipment, labour or materials or wage scales mentioned or prescribed in the Conditions of Work.
(2) Notwithstanding clause 12 and the first subsection of this clause, the amount stated in clause II of the Articles of Agreement shall be adjusted in the manner provided for in subsection (3) in the event of any change in any tax imposed pursuant to the Excise Act, the Excise Tax Act, the Old Age Security Act, the Customs Act or the Customs Tariff
(a) occurring after the date on which the Contractor has submitted a bid in respect of the work, and
(b) applying to materials incorporated or to be incorporated into the work and affecting the cost of such materials to the Contractor.
Subsection 26(1) appears to state quite clearly and specifically that no increase in the cost of materials can affect the amount fixed by the con tract when it was signed by the parties. The excep tions to subsection 26(1), mentioned in subsection 26(2), are also quite clear and specific: there is no mention of an increase for a tax or surcharge imposed by the Department of Energy, Mines and Resources for the Syncrude project or of a tax or surcharge imposed by the Government of Alberta. On the contrary, if there were any doubt as to the interpretation of subsection 26(1), that doubt would be irrefutably answered by reference to subsection 26(2), in light of the rule expressio unius est exclusio alterius: only increases in taxes imposed pursuant to the five very specific statutes mentioned in the said clause can be a basis for adjusting the amount payable. It is worth repeat-
ing here that clause 12 has no application to the case at bar, inasmuch as that clause is concerned only with changes in the condition of the soil and negligence or delay by Her Majesty in performing her obligations under the contract.
The extracts from the minutes of site meetings relied on by the plaintiff in its claim are the following:
[TRANSLATION] Meeting of September 16, 1980: 4.7 Increase in asphalt price
Mr. Morneau presented a copy of a letter from Esso announc ing an asphalt price increase as of July 12, 1980. This increase entails an additional cost of some $20,000 to the contractor. A further increase is also scheduled for September 30. He asked that the contract be adjusted accordingly.
Mr. Gohier mentioned that the contractor could submit a claim at the end of the contract, when costs would be known and finally determined. The claim would then be duly considered.
Mr. Morneau told the Department that a claim to this effect would in fact be made at the end of the contract.
Meeting of October 1, 1980: 5.3 Asphalt price increase
Mr. Morneau said that they had been told that same day of an increase of some $16/tonne in the asphalt price.
This increase will be handled as agreed at the last meeting (clause 4.7).
In my opinion, the foregoing extracts do not establish a promise or undertaking by the defen dant to pay the additional cost occasioned by the increase in the asphalt price. The defendant's rep resentatives at the site meetings simply said that the decision would be postponed. Moreover, nei ther the engineer in charge of the project nor the other representatives of the defendant had any authority to vary the General Conditions or terms of payment of the main contract by statements made at site meetings. The president of the plain tiff testified regarding the additional work, for which some $5,000 was claimed, that if he had thought he would not be able to recover the price increase he would not have agreed to do it. I accept this testimony but I am still persuaded that it was because he thought he was entitled to be reimbursed for the cost of the tax increase for all the work done under the contract, not because he was given a promise of repayment by the employees of the defendant before he agreed to do
the additional work. It is possible that if there had been such a promise it might have affected the compensation payable for the additional work, which the plaintiff was not obliged to perform, but not the work which it had already undertaken to do for a fixed price under the provisions of the contract.
The contract constitutes the law between the parties. Cannon J. of the Supreme Court of Canada, in Nova Scotia Construction Co. v. The Quebec Streams Commission, [1933] S.C.R. 220, approved the following observation, by Lafontaine C.J. of the province of Quebec at page 225 of the above-cited report:
[TRANSLATION] one cardinal principle must underlie the entire proceeding. It is that of the sanctity of contracts, which the courts exist to preserve, not to make over in order to assist a contracting party in difficulty.
I also take the liberty of citing Marceau J. in Agence de Sécurité Générale Inc v. R., [1980] 2 F.C. 223 (T.D.). In that case the plaintiff was claiming additional compensation due to a rise in the minimum wage which it had to pay its employees in order to perform the contract. It had been allowed similar compensation on two earlier occasions by supplementary agreements. Despite this, the Court upheld the right of the defendant to rely on the strict wording of the contract. Marceau J. said at 231:
In my opinion, in law defendant's position is beyond chal lenge. There was a contract; its terms are clear and were not subsequently amended either expressly or by implication. The terms and conditions which it contains, onerous though they may be, are still "the law of the parties". Plaintiff was not entitled to claim reimbursement of labour costs beyond the maximum annual amounts provided for. Its action is without foundation.
Counsel for the plaintiff argued that the Court should not allow one of the parties to the contract to enrich itself by means of a unilateral alteration of the cost of materials and require the plaintiff to suffer an unforeseen loss. Of course, this argument could not in any way apply to the last tax increase, since this was imposed by the province of Alberta unilaterally, and not by the defendant or in agree ment with it.
In the case of the two taxes imposed by the defendant and the cancellation of the transport subsidy for petroleum products, a distinction needs to be made between the contractual activities and the governmental, legislative or public activities of the defendant. This principle is well illustrated by William Cory & Son Ld. v. London Corporation, [1951] 2 K.B. 476 (C.A.). The defendant, the London Corporation, which was created a public health corporation under the United Kingdom sta tute titled Public Health (London) Act, 1936 [26 Geo. 5 & 1 Edw. 8, c. 50], hired the services of the plaintiff for a fixed remuneration for a period of twenty-one years, to remove garbage and rubbish from a wharf. When the contract was signed, certain public regulations were in effect which could affect its performance.
The defendant had the power to amend these regulations for public health purposes and subse quently made certain amendments which it felt to be necessary. These amendments made the perfor mance of the plaintiff's contractual obligations so much more difficult and onerous that it suffered economic loss. It repudiated the contract and asked the Court to rescind it since it had become impractical from a business standpoint. The Court of King's Bench dismissed the application and this judgment was unanimously upheld on appeal. Lord Asquith of Bishopstone said the following at page 486 of the report cited:
In the present case the corporation act in a dual character, though in both characters they are a sanitary or health author ity, not a body trading for profit. Qua sanitary authority for the City, they have to employ contractors, and it was in this capacity that they entered into their contract with the clai mants. Qua health authority for the Port of London, they are charged with making by-laws for the prevention, inter alia, of nuisances arising from dust, ashes, rubbish, etc., in the port. Neither in the former capacity nor in the latter (which is the directly relevant one) are they a trading corporation. They are charged with the duty of making by-laws to promote public health, inter alga, by dealing with refuse; and the considerations which were thought relevant in the Southport case, [1925] Ch. 794 (so far as that decision threw doubt in the York case, [1924] 1 Ch. 557) have no application here. In this setting it would seem that the implied term relied on would impose an unwarrantable fetter on the corporation in the exercise of their statutory duties under s. 84, sub-s. 1(a), of the Public Health (London) Act, 1936.
In my opinion this principle applies here. The distinction between the contractual acts of a gov ernment and its acts "of government authority"
has legal force in Canada not only in the common law provinces but in the province of Quebec also. In this connection I would refer to certain extracts from a text published in 1981 by Professor Pierre Lemieux, titled Les Contrats de l'Administration fédérale provinciale et municipale:
[TRANSLATION] Page 338
In approaching the contract of a public authority as a contract under the ordinary law, Canadian and Quebec courts have not found that a co-contracting party has any right to be compensated for the loss it sustains as a consequence of action by the government or external, unusual and unforeseeable developments.
Page 354
Unlike the French theory on the unilateral variation of a contract, which is based on the requirement that a public service should protect the public interest in the best way possible, the theory of executive necessity is based on this idea of "public power". It simply allows public authorities to achieve the fundamental goals for which they were created, even if in doing so they affect the contractual rights against them acquired by individuals. A contract can also be rescinded by legislative authority. It accordingly follows that a contract is varied as of right ... "and regardless of the intent of the parties, since it is the restraint of princes".
The question then arises as to compensation for individuals injured by the exercise of this extraordinary power.
In British and Canadian law, unlike French law, an individu al contracting party finding himself in such a situation has at the present time no remedy against the government. There is no rule in such a case that the contract should be maintained on conditions consonant with equal financial status or that if the contract cannot be maintained in any form, the other party should be compensated.
Page 366
In short, according to the old and new decisions of the courts, a co-contracting party who encounters unforeseen natural, eco nomic or administrative contingencies while the work is in progress, which result in a substantial alteration of his obliga tions, has no alternative but to bring the matter to the attention of the government as soon as possible in the hope that a new agreement can be negotiated and that he can thus attempt to obtain adequate compensation: otherwise, he faces a catas trophic financial situation. In some cases, it will mean bankruptcy.
Page 366
The only real remedy which an individual has is to try and obtain compensation from the government on the basis of unjust enrichment or an ex gratia payment.
It follows, therefore, that the claim at bar has no basis in law. It is dismissed with costs.
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