A-451-85
Carm Crupi (Applicant)
v.
Canada Employment and Immigration Commis
sion (Respondent)
INDEXED AS: CRUPI V. CANADA EMPLOYMENT AND IMMIGRA
TION COMMISSION
Court of Appeal, Heald, Ryan and MacGuigan
JJ.-Ottawa, January 16 and March 27, 1986.
Unemployment insurance - Disentitlement - Applicant,
arrested and charged with summary conviction offence,
remanded for 60-day psychiatric assessment to mental health
centre, part of penitentiary complex - Whether applicant
disentitled to benefits, as "an inmate of any prison or similar
institution" within Unemployment Insurance Act, 1971, s.
45(a) - Scheme of Act and Regulations examined - Unem
ployment Insurance Act, 1971, S.C. 1970-71-72, c. 48, ss.
2(u)(iii), 17 (as am. by S.C. 1976-77, c. 54, s. 30; 1978-79, c. 7,
s. 4; 1980-81-82-83, c. 35, s. 1; c. 97, s. 1; c. 150, s. 2), 18(1)
(as am. by S.C. 1976-77, c. 54, s. 31), (2) (as added by S.C.
1974-75-76, c. 80, s. 4; 1976-77, c. 54, s. 31; 1978-79, c. 7, s.
4.1), 25 (as am. by S.C. 1974-75-76, c. 80, s. 7; 1976-77, c. 54,
s. 36), 45(a) (as am. by S.C. 1974-75-76, c. 80, s. 17), 95 (as
am. by S.C. 1976-77, c. 54, s. 56; 1984, c. 40, s. 79(1) (Item 8))
- Unemployment Insurance Regulations, C.R.C., c. 1576, ss.
47(1),(6) (as am. by SOR/82-44, s. 2), 55, 56(1) - Criminal
Code, R.S.C. 1970, c. C-34, rs. 465 (as am. by S.C. 1974-75-
76, c. 93, s. 58), 543 (as am. idem, s. 68), 545 (as am. by S.C.
1972, c. 13, s. 45), 608.2 (as added by S.C. 1972, c. 13, s. 54;
1974-75-76, c. 93, s. 74), 738(3) (as am. by S.C. 1974-75-76,
c. 93, s. 87(2)), (6)(b) (as added by S.C. 1972, c. 13, s. 63;
1974-75-76, c. 93, s. 87(3)), (7),(8) (as added by S.C. 1974-75-
76, c. 93, s. 87(4)) - Canadian Charter of Rights and Free
doms, being Part I of the Constitution Act, 1982, Schedule B,
Canada Act 1982, 1982, c. 11 (U.K.), ss. 11(d), 15(1) - Mental
Health Act, R.S.A. 1980, c. M-13, s. 1(k) - Federal Court
Act, R.S.C. 1970 (2nd Supp.), c. 10, s. 28.
Construction of statutes - Unemployment Insurance Act,
1971, s. 45(a) - Disentitlement to benefits - Meaning of "an
inmate of any prison or similar institution" in Act s. 45(a)
Whether applicable to person arrested and charged with sum
mary conviction offence and remanded for 60-day psychiatric
assessment to mental health centre, part of penitentiary com
plex - Examination of scheme of Act and Regulations
Contextual approach to interpretation - Unemployment In
surance Act, 1971, S.C. 1970-71-72, c. 48, ss. 2(u)(iii), 17 (as
am. by S.C. 1976-77, c. 54, s. 30; 1978-79, c. 7, s. 4;
1980-81-82-83, c. 35, s. 1; c. 97, s. 1; c. 150, s. 2), 18(1) (as
am. by S.C. 1976-77, c. 54, s. 31), (2) (as added by S.C.
1974-75-76, c. 80, s. 4; 1976-77, c. 54, s. 31; 1978-79, c. 7, s.
4.1), 25 (as am. by S.C. 1974-75-76, c. 80, s. 7; 1976-77, c. 54,
s. 36), 45(a) (as am. by S.C. 1974-75-76, c. 80, s. 17), 95 (as
am. by S.C. 1976-77, c. 54, s. 56; 1984, c. 40, s. 79(1) (Item 8))
- Unemployment Insurance Regulations, C.R.C., c. 1576, ss.
47(1),(6) (as am. by SOR/82-44, s. 2), 55, 56(1) - Criminal
Code, R.S.C. 1970, c. C-34, ss. 465 (as am. by S.C. 1974-75-
76, c. 93, s. 58), 543 (as am. idem, s. 68), 545 (as am. by S.C.
1972, c. 13, s. 45), 608.2 (as added by S.C. 1972, c. 13, s. 54;
1974-75-76, c. 93, s. 74), 738(3) (as am. by S.C. 1974-75-76,
c. 93, s. 87(2)), (6)(b) (as added by S.C. 1972, c. 13, s. 63;
1974-75-76, c. 93, s. 87(3)), (7),(8) (as added by S.C. 1974-75-
76, c. 93, s. 87(4)).
Criminal justice - Remand to Penetang for psychiatric
assessment - Accused charged with summary conviction
offence - Nature and purpose of remand examined in context
of disentitlement to unemployment insurance benefits as
"inmate of any prison or similar institution" under Unemploy
ment Insurance Act, 1971 s. 45(a) - Criminal Code, R.S.C.
1970, c. C-34, ss. 465 (as am. by S.C. 1974-75-76, c. 93, s.
58), 543 (as am. idem, s. 68), 545 (as am. by S.C. 1972, c. 13, s.
45), 608.2 (as added by S.C. 1972, c. 13, s. 54; 1974-75-76, c.
93, s. 74), 738(5) (as am. by S.C. 1974-75-76, c. 93, s. 87(2)),
(6)(b) (as added by S.C. 1972, c. 13, s. 63; 1974-75-76, c. 93, s.
87(3)), (7),(8) (as added by S.C. 1974-75-76, c. 93, s. 87(4))
Unemployment Insurance Act, 1971, S.C. 1970-71-72, c. 48,
ss. 2(u)(iii), 17 (as am. by S.C. 1976-77, c. 54, s. 30; 1978-79,
c. 7, s. 4; 1980-81-82-83, c. 35, s. 1; c. 97, s. 1; c. 150, s. 2),
18(1) (as am. by S.C. 1976-77, c. 54, s. 31), (2) (as added by
S.C. 1974-75-76, c. 80, s. 4; 1976-77, c. 54, s. 31; 1978-79, c.
7, s. 4.1), 25 (as am. by S.C. 1974-75-76, c. 80, s. 7; 1976-77,
c. 54, s. 36), 45(a) (as am. by S.C. 1974-75-76, c. 80, s. 17), 95
(as am. by S.C. 1976-77, c. 54, s. 56; 1984, c. 40, s. 79(1) (Item
8)) - Unemployment Insurance Regulations, C.R.C., c. 1576,
ss. 47(1),(6) (as am. by SOR/82-44, s. 2), 55, 56(1).
The applicant was receiving unemployment insurance ben
efits when he was arrested and charged with a summary
conviction offence under the Criminal Code. In Provincial
Court the next day, he was remanded by court order under
subsection 738(6) of the Criminal Code for 60 days for psy
chiatric observation to the Penetanguishene Mental Health
Centre, a hospital having a maximum security facility and
which is part of a penitentiary complex. He was in fact held at
the Royal Ottawa Hospital for a few days before going to
Penetang. When he left the Mental Health Centre at the
expiration of the 60-day period, he was not in custody. He stood
trial, was found guilty and placed on probation. About a month
later, a doctor at the Royal Ottawa Hospital diagnosed his
condition as manic depressive illness R/O paranoid schizophr
enia.
The Canada Employment and Immigration Commission
determined that the applicant was not entitled to receive ben
efits for the period during which he was under observation at
the Penetanguishene Centre on the ground that he was "an
inmate of any prison or similar institution" within the meaning
of paragraph 45(a) of the Act. A majority of the Board of
Referees upheld that decision. The appeal to an Umpire under
section 95 of the Act was dismissed.
This is an application to review and set aside the Umpire's
decision.
Held (MacGuigan J. dissenting), the application should be
allowed.
Per Heald J.: The issue is whether the applicant could be
said to be "an inmate of any prison or similar institution".
In interpreting that phrase, it is proper to adopt the contextu
al approach defined by Driedger in Construction of Statutes:
words must be read in their entire context and in their gram
matical and ordinary sense harmoniously with the scheme of
the Act, the object of the Act and the intention of Parliament.
It is apparent, from an examination of the Act and Regula
tions, that Parliament has made a clear distinction between
inmates of penal institutions and individuals suffering from
illness, the latter being entitled to unemployment insurance
benefits but, save exceptions not relevant herein, not the
former. At first glance, the applicant would seem to be in the
category of individuals suffering from illness since it rendered
him incapable of working.
In any event, in the scheme of the Act and Regulations, a
bona fide hospital cannot be said to be an institution similar to
a prison. Furthermore, the applicant's detention was not "cus-
todial" since there had been no show cause or bail hearing.
Neither was it "punitive" since he had not been convicted of
any offence. In these circumstances, a hospital treating a
person suspected of being ill cannot be said to be a prison or
similar institution. The circumstance that the hospital was part
of a penitentiary complex is totally irrelevant. It remains a
hospital.
The Board of Referees and the Umpire erred in law in
concluding that during the 60-day referral period, the applicant
was in pre-trial custody or real custody pending trial. He was a
patient in both hospitals and he was treated in both hospitals
for a suspected illness. He cannot, therefore be considered to
have been an inmate of a prison or similar institution.
Per Ryan J.: Heald J.'s reasons for judgment are agreed
with, subject to certain observations.
While the applicant was not in custody following conviction
nor pending trial, he was nevertheless in custody for medical
examination. And that purpose is particularly appropriate to a
hospital, but not at all to a prison.
To determine if a person is an inmate of a prison or similar
institution, the nature of the institution itself must be con
sidered. "Similar institution" must mean something very close
ly resembling a prison. Some common features or points of
resemblance such as existed in the present case could hardly be
enough. This reading is reinforced by the fact that the parame
ters of the new section 45 of the Act are considerably more
limited than those of the old section 45.
The occasional receiving of patients on remand from a court
for medical diagnosis is not enough to make of a hospital an
institution similar to a prison. Nor does the fact that the Centre
has a maximum security facility and that it is part of a
penitentiary complex support such a conclusion.
Per MacGuigan J. (dissenting): The proper approach for
statutory interpretation is the contextual one.
"An inmate of any prison or similar institution" is a person
who is detained in a place of confinement. Since the applicant
was in custody during the whole of his time in Penetanguishene,
part of it in the maximum security section, he can be said, on a
purely verbal analysis, to have been confined for the eight-week
period in a prison-like place of confinement.
The juxtaposition of the disentitlement to benefit in para
graph 45(a) with the exemption from disentitlement in para
graph 25(b) creates an uncertainty as to the purpose of the Act
in relation to the present case which makes it necessary to have
recourse to the purpose of the remand provisions of the Crimi
nal Code under which the applicant was examined.
The remand and similar procedures of the Criminal Code are
intended to determine whether an accused is fit to stand trial.
It is incorrect to argue that the issue of fitness to stand trial
is exclusively for the benefit of the accused and that if the
purpose of the psychiatric assessment is not custodial, it must
be for the accused's advantage in relation to his health or a fair
trial. This presupposes a dichotomy between the security and
justice goals of criminal law, and the identification of the latter
with the personal welfare of the accused.
In fact, the provisions relating to fitness to stand trial are
based on the common law ban against trials in absentia. As was
said in R. v. Roberts (1975), 24 C.C.C. (2d) 539 (B.C.C.A.),
the hearing of the fitness issue is strictly an inquiry on behalf of
the Queen to determine the status of a subject, and not a trial
involving adversaries. Looking at section 545 of the Code
(which deals with what should be done when an accused is
found to be insane), one may conclude that throughout the
whole process of determination of fitness, culminating in poten
tial release, any action taken must be "not contrary to the
interest of the public".
The applicant must therefore be regarded as having been an
inmate in a prison or similar institution during his period of
assessment and, consequently, he was not entitled to unemploy
ment insurance benefits for that period.
There was no violation of the presumption of innocence
guaranteed by paragraph 11(d) of the Charter since the disen-
titlement cannot be considered to be a punitive measure. The
Act even provides for the extension of the qualifying period for
time lost through being confined in a gaol, penitentiary or
similar institution.
There is no discrimination contrary to subsection 15(1) of
the Charter. The applicant argues that it would be discrimina
tory not to give an applicant in Ontario the benefit of as
favorable a Mental Health Act as that in Alberta which
specifies that a person remanded to a mental health facility is a
patient. But this definition was adopted for the purposes of that
provincial legislation and it cannot determine the interpretation
of a different term in different legislation with a different
purpose. It is, in all jurisdictions, an irrelevant consideration
because the purpose of the procedure is not personal health but
the public policy of fair trial.
CASES JUDICIALLY CONSIDERED
REFERRED TO:
Painchaud v. Canada Employment and Immigration
Commission, A-729-85, decision dated June 11, 1985,
Umpire under the Unemployment Insurance Act, 1971,
CUB 10689, not reported; McBoyle v. United States, 283
U.S. 25 (1931); Lor-Wes Contracting Ltd. v. The Queen,
[1986] 1 F.C. 346; (1985), 60 N.R. 321 (C.A.); Towne v.
Eisner, Collector of Internal Revenue, 245 U.S. 418
(1918); Rex v. Lee Kun, [1916] 1 K.B. 337 (C.A.); R. v.
Budic (1977), 35 C.C.C. (2d) 272 (Alta. C.A.); R. v.
Levionnois (1956), 114 C.C.C. 266 (Ont. C.A.); R. v.
Roberts (1975), 24 C.C.C. (2d) 539 (B.C.C.A.); Garland
v. Canada Employment and Immigration Commission,
[1985] 2 F.C. 508 (C.A.); M'Naghten's Case (1843), 10
Cl. & Fin. 200; 8 E.R. 718 (H.L.).
COUNSEL:
Lawrence A. Greenspon for applicant.
Judith A. McCann for respondent.
SOLICITORS:
Karam, Greenspon, Vanier, Ontario, for
applicant.
Deputy Attorney General of Canada for
respondent.
The following are the reasons for judgment
rendered in English by
HEALD J.: I have had the advantage of reading
the reasons for judgment herein of my brother,
MacGuigan J. However, I reach a different con-
elusion with respect to the questions raised by this
section 28 [Federal Court Act, R.S.C. 1970 (2nd
Supp.), c. 10] application. In my view the applica
tion should be allowed. I propose in these reasons
to develop my rationale for so concluding.
Mr. Justice MacGuigan has stated the facts in
some detail. I do not propose to repeat his detailed
recital but it will be necessary, in my view, to
emphasize what I consider to be the determining
factual circumstances. The issue to be determined
is whether the applicant, in the circumstances of
this case, could be said to be "an inmate of any
prison or similar institution" as that expression is
used in section 45 of the Act [Unemployment
Insurance Act, 1971, S.C. 1970-71-72, c. 48 (as
am. by S.C. 1974-75-76, c. 80, s. 17)]. The appli
cant received benefits from March 18, 1984 until
May 21, 1984. On May 17, 1984, he was arrested
and charged with an offence under the Criminal
Code [R.S.C. 1970, c. C-34] by the Nepean
Police. The nature of the offence does not appear
on the record. On May 18, 1984, he was remanded
for a sixty-day mental health assessment to Pene-
tanguishene Mental Health Centre, which remand
was said to be based on an opinion given by a Dr.
Blair of Ottawa. He was, in fact, held at the Royal
Ottawa Hospital until May 22, 1984, on which
date he went to Penetanguishene. The authority
for the sixty-day remand is said to be contained in
paragraph 738(6)(b) of the Criminal Code [as
added by S.C. 1972, c. 13, s. 63; 1974-75-76, c. 93,
s. 87(3)]. Subsections (5) [as am. by S.C. 1974-
75-76, c. 93, s. 87(2)] and (6) of section 738 read
as follows:
73g... .
(5) Notwithstanding subsection (1), the summary conviction
court may, at any time before convicting a defendant or making
an order against him or dismissing the information, as the case
may be, when of the opinion, supported by the evidence, or,
where the prosecutor and defendant consent, by the report in
writing, of at least one duly qualified medical practitioner, that
there is reason to believe that the defendant is mentally ill, by
order in writing,
(a) direct the defendant to attend, at a place or before a
person specified in the order and within a time specified
therein, for observation; or
(b) remand the defendant to such custody as the court directs
for observation for a period not exceeding thirty days.
(6) Notwithstanding subsection (5), a summary conviction
court may remand the defendant in accordance therewith
(a) for a period not exceeding thirty days without having
heard the evidence or considered the report of a duly quali
fied medical practitioner where compelling circumstances
exist for so doing and where a medical practitioner is not
readily available to examine the accused and give evidence or
submit a report; and
(b) for a period of more than thirty days but not exceeding
sixty days where it is satisfied that observation for such a
period is required in all the circumstances of the case and
that opinion is supported by the evidence or, where the
prosecutor and the accused consent, by the report in writing,
of at least one duly qualified medical practitioner.
The applicant had not been refused bail at either a
show cause or bail review hearing. He left Pene-
tanguishene at the expiration of the sixty-day
remand period which was prior to the date of his
trial. He returned to Ottawa on July 18, 1984 and
was not in custody at that time. Although the
record is not absolutely clear as to the date when
the criminal charge against him was disposed of, it
appears that sometime between July 18, 1984 and
July 20, 1984, he was found guilty of the charge
and placed on probation. On July 20, the applicant
advised the Commission by telephone that "he had
been cleared by the courts" and that he was "on
probation with the Ministry of Correctional Ser
vices." He was advised by the Commission that the
disentitlement would be terminated as of July 18,
1984. The applicant then requested payment of
sick benefits for the period May 22, 1984 to July
18, 1984 and in support thereof submitted a medi
cal certificate dated June 26, 1984 and signed by
Dr. E. T. Barker, a medical doctor at the Medical
Centre at Penetanguishene. In that certificate, Dr.
Barker said that the applicant was "presently
being assessed on a warrant of remand." The
applicant also presented a further medical certifi
cate dated August 16, 1984 and signed by Dr. R.
Bacmaceda, a medical doctor at the Royal Ottawa
Hospital which diagnosed his main incapacitating
condition as "Manic Depressive Illness R/O Para
noid Schizophrenia." The Commission's Notice of
Refusal to the applicant is dated June 1, 1984 and
states:
... you are not entitled to receive benefit under Section 45(a)
of the Unemployment Insurance Act and Regulation 55 as you
are an inmate of an institution. Payment of benefit is suspended
from 22 May, 1984 for so long as you are an inmate.
In determining the proper construction to be given
the words "an inmate of any prison or similar
institution", as used in section 45, I find it instruc
tive to compare the present section 45 with the
previous section. The present section 45 reads:
45. Except under section 31, a claimant is not entitled to
receive benefit for any period during which
(a) he is an inmate of any prison or similar institution; or
(b) he is not in Canada,
except as may otherwise be prescribed.
Section 45, prior to the amendment made by S.C.
1974-75-76, c. 80, s. 17, read:
45. A claimant is not entitled to receive benefit while he is an
inmate of any prison or penitentiary or an institution supported
wholly or partly out of public funds or, while he is resident,
whether temporarily or permanently, out of Canada, except as
may otherwise be provided by the regulations.
Clearly the former section 45 had much wider
parameters than the present section 45. It seems
certain that if the case at bar were being
adjudicated under the previous section 45, the
applicant would have been disqualified since it can
be assumed, in my view, that the Penetanguishene
Mental Health Centre is supported by public
funds. Accordingly, by this amendment, hospitals
and other publicly funded institutions have been
removed from the reach of section 45 which is now
restricted to prisons and institutions similar to
prisons. The change in the language used in sec
tion 45 is clearly purposive and must be presumed
to have some significance.'
' See: Driedger, Construction of Statutes, 2nd Ed., Butter-
worths, Toronto 1983, p. 127.
The next step, in my view, is to adopt the
contextual approach to the relevant words as used
in section 45. The words must be read in their
entire context and in their grammatical and ordi
nary sense harmoniously with the scheme of the
Act, the object of the Act and the intention of
Parliament. 2 Part II of the Unemployment Insur
ance Act, 1971 is entitled "Unemployment Insur
ance Benefits" and encompasses sections 16 to 58
inclusive. Section 17 [as am. by S.C. 1976-77, c.
54, s. 30; 1978-79, c. 7, s. 4; 1980-81-82-83, c. 35,
s. 1; c. 97, s. 1; c. 150, s. 2] and subsection 18(1)
[as am. by S.C. 1976-77, c. 54, s. 31] define and
set out the number of weeks of insurable employ
ment required during an applicant's qualifying
period in order to establish his or her eligibility for
benefits. Subsection (2) of section 18 [as added by
S.C. 1974-75-76, c. 80, s. 4; 1976-77, c. 54, s. 31;
1978-79, c. 7, s. 4.1] provides for the extension of a
qualifying period in certain circumstances. It
reads:
18....
(2) Where a person proves in such manner as the Commis
sion may direct that during any qualifying period mentioned in
paragraph (a) of subsection (1) he was not employed in insur-
able employment for the reason that he was for any week
(a) incapable of work by reason of any prescribed illness,
injury, quarantine or pregnancy,
(b) confined in any gaol, penitentiary or other similar
institution,
(e) in attendance at a course of instruction or other program
to which he was referred by such authority as the Commis
sion may designate, or
(d) in receipt or temporary total workmen's compensation
payments for an illness or injury,
that qualifying period shall, for the purposes of this section, be
extended by the aggregate of any such weeks.
Section 25 [as am. by S.C. 1974-75-76, c. 80, s. 7;
1976-77, c. 54, s. 36] is also relevant and it
provides:
25. A claimant is not entitled to be paid initial benefit for
any working day in a benefit period for which he fails to prove
that he was either
(a) capable of and available for work and unable to obtain
suitable employment on that day, or
2 See: ibid., p. 87.
(b) incapable of work by reason of prescribed illness, injury
or quarantine on that day, and that he would be otherwise
available for work.
As I read section 25, it clearly prevents benefits
from being paid to persons who have not proven
their availability for work and their inability to
find suitable work or their unavailability by reason
of "prescribed illness, injury or quarantine". As
well, subsection 18(2) supra, provides for the
extension of an applicant's qualifying period in
certain specified situations. The circumstances
described in paragraphs (a),(b),(c) and (d) of
subsection 18(2) have a common rationale. They
all envisage a factual scenario in which the appli
cant is not available for employment through
external circumstances beyond his or her control.
Paragraph (b) uses the expression "confined in any
gaol, penitentiary or other similar institution".
Paragraph (a) provides for an extension for those
individuals who are "incapable of work by reason
of any prescribed illness, injury, quarantine or
pregnancy".
Accordingly, it seems clear that Parliament
intended to provide that claimants who are una
vailable for employment by reason of "prescribed
illness" are not to be disentitled to benefits. This is
apparent from the provisions of paragraphs
18(2)(a) and 25(b) of the Act quoted supra.
Regulation 47 [Unemployment Insurance Regula
tions, C.R.C., c. 1576] goes on to set out the
further requirements with respect to payment of
sickness benefits. Regulation 47 (1) provides:
47. (1) A claimant who, pursuant to paragraph 25(b) of the
Act, alleges that he is incapable of work by reason of illness,
injury or quarantine, shall at such time as the Commission may
request and at his own expense furnish a certificate completed
by a medical doctor or other person acceptable to the Commis
sion supplying such information as the Commission may
require with respect to the nature of the illness, injury or
quarantine, the probable duration of the incapacity, and any
other circumstance relating thereto.
Regulation 47(6) [as am. by SOR/82-44, s. 2]
provides:
47....
(6) Illness, injury or quarantine for the purposes of para
graphs 18(2)(a) and 25(b) and subsection 43(3) of the Act is
any illness, injury or quarantine that renders a claimant inca
pable of performing the functions of his regular or usual
employment or other suitable employment.
As noted by MacGuigan J., this applicant, in
fact, submitted two medical certificates under this
requirement. The one dated August 16, 1984 said
that the applicant suffered from "Manic Depres
sive Illness R/O Paranoid Schizophrenia".
What then is to be deduced from this examina
tion of the scheme of the Act and Regulations
insofar as the circumstances of the instant case are
concerned? It seems apparent that Parliament has
made a clear distinction between inmates of penal
institutions on the one hand, and, individuals suf
fering from illness, on the other hand. Both groups
breach the general requirement of the Act with
respect to availability for employment. Thereafter
the Act and Regulations treat them quite differ
ently as noted supra. Section 45 and paragraph
18(2)(b) address the problem of unavailability due
to confinement in penal institutions whereas Regu
lation 47 deals with those claimants who are una
vailable for employment through illness. At first
glance it would seem that this applicant meets the
requirements of Regulation 47(6) since his illness
rendered him "incapable of performing the func
tions of his regular or usual employment or other
suitable employment." In any event, when section
45 of the Act speaks of an institution similar to a
prison, it clearly contemplates a gaol or a peniten
tiary (as described in paragraph 18(2)(b)) or any
other institution nearly corresponding to or having
a general likeness to a prison.' In my view, it
cannot be seriously argued that in the scheme of
the Act and Regulations a bona fide hospital can
be said to be an institution similar to a prison.
The applicant was diagnosed by Drs. Blair,
Barker and Bacmaceda as initially being suspected
of suffering mental illness which was later con
firmed. He was sent to the Penetanguishene
Mental Health Centre because he was suspected of
See Black's Law Dictionary, Fifth Edition, p. 1240.
being mentally ill, and, therefore, of being unfit to
stand trial. Before he went to the hospital at
Penetanguishene, he spent four days at the Royal
Ottawa Hospital for medical assessment. The
applicant's detention was not "custodial" since
there had been no show cause or bail hearing. It
was not "punitive" either since he had not been
convicted of any offence. As noted earlier herein,
when he was released from that hospital he was
not in custody, returning to Ottawa voluntarily.
Since the remand to the Penetanguishene Hospital
had neither a custodial or a punitive objective, I do
not understand how an institution which, it is
conceded, is clearly a hospital and which, in this
case, treated this applicant as a person suspected
of being ill, can somehow be said to be a prison or
similar institution.
In my view, the majority of the Board of
Referees appears to have been unduly influenced
by an irrelevant factor—namely, the circumstance
that the Mental Health Centre at Penetanguishene
was part of a penitentiary complex (Case, page
34). Whether or not this was a fact established
before the Board is irrelevant, in my view. The
applicant was sent to two hospitals for medical
reasons. To decide the issues in this claim for
unemployment insurance benefits, it is quite irrele
vant to know whether a particular hospital facility
is part of some other type of complex. The hospital
at Penetanguishene is no less a hospital simply
because it happens to be situated beside a peniten
tiary. In the same way, the Royal Ottawa Hospital
is no less a hospital because it happens to be
located adjacent to a shopping centre. The majori
ty Board concluded (Case, page 34) that during
the sixty-day referral period the applicant was in
"pre-trial custody" or "real custody pending trial."
As noted earlier herein, it is my view that the
applicant's detention at Penetanguishene was not
"custodial" since there had been no show cause or
bail hearing nor was it "punitive" since he had not
been convicted of any offence. It follows, there
fore, that the majority Board erred in law in
reaching this conclusion. With respect, I think the
Umpire made the same fundamental error. I say
this because of the definitions of "prison" which he
applied as being determinative in the factual situa
tion at bar (Case, page 111). Specifically, he
referred to the definition of "prison" in Jowitt's
The Dictionary of English Law, (1959) as follows:
"Jowitt's Dictionary tells us that prisons are places
in which persons are kept either for safe custody
until they have been tried for an offence of which
they stand charged or for punishment after being
tried and convicted." (Underlining mine.)
It is clear that the learned Umpire thought that
the portion which he underlined from Earl Jowitt's
Dictionary referred to the factual situation in the
case at bar. Likewise, he underlined similar defini
tions from Stroud's Judicial Dictionary, Sweet &
Maxwell, London 1974, Vol. 4, page 2111, and
from Corpus Juris Secundum, 72 C.J.S. Prisons §
1. The basis of all of these definitions reveal either
a custodial or a punitive purpose. For the reasons
given supra, it is my view that the purpose of the
confinement at bar was neither custodial or puni
tive but was, rather, for a medical purpose. How
ever, what is interesting about all of the definitions
enumerated by the learned Umpire, is that, with
out exception, each definition employs the same
test—what is the reason, purpose or object of the
confinement? Applying that test, which, in my
view is the correct test, it is evident, on these facts,
that neither the Royal Ottawa Hospital nor the
Penetanguishene Mental Health Centre is a "pris-
on or similar institution." They are both hospitals.
During his sixty-day remand this applicant was a
patient in both hospitals and he was treated in
both hospitals for a suspected illness. It follows, in
my view, that during the relevant sixty-day period
commencing on May 18, 1984, the applicant was
not an inmate of any prison or similar institution
as that expression is used in paragraph 45(a) of
the Unemployment Insurance Act, 1971.
For these reasons, I would allow the section 28
application, set aside the decision of the Umpire
and refer the matter back to an Umpire on the
basis that the Board of Referees erred in law in
holding that the Penetanguishene Mental Health
Centre is an institution similar to a prison for the
purposes of section 45 of the Unemployment In
surance Act, 1971.
* * *
The following are the reasons for judgment
rendered in English by
RYAN J.: I agree with Mr. Justice Heald that
the section 28 application should be allowed and
that the matter should be referred back to an
Umpire on the basis he indicates.
I agree with Mr. Justice Heald's reasons sub
ject, however, to the following observations.
Clearly, as Mr. Justice Heald properly notes,
Mr. Crupi was not in custody in Penetanguishene
because he had been convicted of a crime or
because he was being held pending resumption of
his trial. I would hesitate, however, to say that Mr.
Crupi was not in custody. As I read paragraph
738(6)(b) along with paragraph 738(5)(b) of the
Criminal Code, and they must be read together,
Mr. Crupi's remand to the Penetanguishene
Mental Health Centre must have been a remand
in custody. Mr. Crupi was, therefore, present in
the hospital (it is conceded that the Mental Health
Centre is a hospital) in custody, but the custody
was for the purpose of his being medically exam
ined, a purpose particularly appropriate to a hospi
tal, but not at all to a prison.
My further observations are simply by way of
supplement to what Mr. Justice Heald has said.
A person can be an inmate of a prison or similar
institution only if the institution in which he is
present is in truth a prison or similar institution:
that must be the nature of the institution itself. A
patient in hospital on remand, as Mr. Crupi was,
might feel from time to time as if he were in prison
because he was being confined against his will, but
that would not necessarily mean that the institu
tion was a prison.
Mr. Justice Heald says that when section 45 of
the Act speaks of a prison or a similar institution
"it clearly contemplates a jail or a penitentiary ...
or any other institution nearly corresponding to or
having a general likeness to a prison." I agree. I
would merely add a suggestion to Mr. Justice
Heald's reasons for this conclusion. The word
"inmate" historically has had, and even now often
has, rightly or wrongly, a pejorative ring. When
used in conjunction with the words "prison" and
"similar institution", it tars both expressions with
the same brush. The words "inmate of any prison
or similar institution" strongly suggest that the
words "similar institution" must mean something
very closely resembling a prison. Some common
features, some points of resemblance could hardly
be enough. The amendment to section 45 of the
Act, referred to by Mr. Justice Heald, reinforces
this reading.
That a hospital might receive patients from time
to time on remand from a court for medical diag
nosis could not in itself make of the hospital an
institution similar to a prison: much more would
be needed. And this would be so even though the
ultimate purpose of such a remand might be to
secure a medical opinion for use by the remanding
court in the trial of the person remanded, which, of
course, was the ultimate purpose of Mr. Crupi's
remand.
Circumstances other than Mr. Crupi's remand
in custody were, I realize, relied on by the respond
ent, but I do not see that any of those other
matters could found a decision that the Mental
Health Centre was a prison or similar institution.
The finding that the Centre has "a maximum
security facility" could hardly support a finding
that the Centre is an institution "nearly corre
sponding to ... a prison": a mental care hospital
might well have a security facility. Nor could the
finding that the Centre was part of a "penitentiary
complex", whatever that might mean, support a
conclusion that the Centre was itself an institution
similar to a prison. And I see nothing in any of the
Board's other findings that could support such a
conclusion.
I would note that I agree with Mr. Justice
MacGuigan that the question whether Mr. Crupi
could have proved that he satisfied the conditions
stipulated in paragraph 25(b) of the Act is not an
issue involved in this application.
* * *
The following are the reasons for judgment
rendered in English by
MACGUIGAN J. (dissenting): This section 28
application raises the single question whether an
unemployment insurance claimant who is ordered
by a Court to be remanded for psychiatric observa
tion following a summary conviction charge is "an
inmate of any prison or similar institution" under
paragraph 45(a) of the Unemployment Insurance
Act, 1971 ("the Act") and so disentitled to receive
benefits during the period of remand.
The applicant made an initial application for
regular unemployment insurance benefits in
March, 1984. His claim was established as of
March 18 and he was paid benefits from that date
to May 21, 1984.
On May 17, 1984, he was arrested by the
Nepean Police and appeared in Provincial Court
the next day. He was remanded by court order to
the Penetanguishene Mental Health Centre for 60
days for psychiatric observation. He was in fact
held at the Royal Ottawa Hospital until May 22,
1984, when he was admitted to Penetanguishene.
The Unemployment Insurance Commission
("the Commission") was advised by the Nepean
Police Force on May 29 as to these events, which
were verified by the Commission on June 1. On
that date the Commission disentitled him from
benefit as of May 22.
On July 18, 1984, the applicant was released
from Penetanguishene and his disentitlement to
benefits was subsequently terminated as of that
date. The applicant requested payment of sick
benefits for the period May 22 to July 18 and
submitted medical certificates in support of this
claim. When the Commission refused to change its
decision, the applicant appealed to a Board of
Referees. The decision of the majority of the
Board on September 25, 1984, was as follows:
It is the conclusion of the majority of the Board that the
claimant was in fact in pre-trial custody and that Penetangui-
shene is an institution which can be classified within the
definition of Section 45A: "he is an inmate of any prison or
similar institution". The definition could possibly be challenged
as it was by Mr. MacDonald, that the Claimant was in a
"hospital" and not as alleged in a "similar institution" to a
prison. The basis of the majority conclusion is; (a) that Mr.
Crupi had been charged with an offence and was taken in
custody (b) that he was remanded by a Court order on the
advice of a Dr. Blair of the Provincial Court House for
psychiatric assessment. (c) That he was first referred to The
Royal Ottawa Hospital and then transferred to the Penetangui-
shene Mental Health Centre which is an institution with a
maximum security facility (d) that the Claimant was in custody
throughout his stay at Penetanguishene which is part of a
Penitentiary complex and that he was also held for a period in
the maximum security section of the institution. (e) That after
serving a 60 days assessment period, Mr. Crupi was later.
convicted by due process of law and sentenced to a probation
period. The "dénouement" of his probation can hardly be
argued as proof that he was not in real custody pending trial,
but rather as alleged by Mr. MacDonald that the Claimant was
in reality a patient under assessment in a health facility which
because of its more advanced resources was in fact the Penetan-
guishene Health Centre. The Insurance Officer was in our
view, correct in his conclusion and no change should be made to
his decision.
DECISION: That the decision of the Insurance Officer be
upheld.
The minority decision was as follows:
As Chairman I am dissenting from the majority opinion on the
following basis. Mr. Crupi was confined to the two institutions
concerned for the purposes of assessing his disability and
subsequently for treatment. He was not held for trial but was
on a remand order. He was released prior to his trial. Therefore
Mr. Crupi was basically not an inmate of an institution but
rather was a patient. He was in fact ill and was being treated as
such. Secondly the institutions concerned are mental hospitals,
not prisons. The fact that Mr. Crupi was confined and not able
to leave was irrelevant in this case. The relevant consideration
is the mental illness of Mr. Crupi at that time. The conclusion
of the Chairman is therefore that Section 45(a) of the Act does
not apply in the case of Mr. Crupi.
The applicant subsequently appealed to an
Umpire under section 95 of the Act [as am. by
S.C. 1976-77, c. 54, s. 56; 1984, c. 40, s. 79(1)
(Item 8)]. The learned Umpire held as follows on
April 9, 1985:
To begin with, the relevant statutory provisions in this case is
[sic] Section 45(a) of the Unemployment Insurance Act, 1971
and Section 55 of the Unemployment Insurance Regulations.
They read as follows:
"45. Except under section 31, a claimant is not entitled to
receive benefit for any period during which
(a) he is an inmate of any prison or similar institution;
55. A claimant who is an inmate of a prison or similar
institution and has been granted parole, partial parole or
temporary absence, or a certificate of availability for the
purpose of seeking and accepting employment in the commu
nity, is not disentitled from receiving benefit by reason only
of section 45 of this Act."
Counsel for the claimant strongly contended that for the
period of time during which the claimant was at Penetangui-
shene Mental Health Centre, he was there as a patient. On the
other hand Commission counsel equally stressed the fact that
he was an inmate there. The Shorter Oxford English Dictionary
speaks of an inmate as "one who dwells with others in the same
house (now rare); an occupant along with others; indweller,
inhabitant, occupier; dwelling in the same house with or in the
house of another." Black's Law Dictionary refers to an inmate
as "a person confined to a prison, penitentiary, or the like; a
person who lodges or dwells in the house with another, occupy
ing different rooms, but using the same door for passing in and
out of the house." Britannica World Language Dictionary
defines inmate as one who lives in a place with others; an
associate or mate in occupancy." The latter dictionary also
describes an inmate as "one who is kept or confined in a prison,
asylum or similar institution." As for patient, Britannica World
Language Dictionary defines the word thus: "A person under
going treatment for disease or injury."
Were the claimant at Penetanguishene but for a day or two,
one could hardly have called him an inmate of the place. But in
view of the length of time that he did spend at the institution
there- can hardly be any doubt that he became an inmate.
However, that does not rule out the fact that he was also a
patient at the Centre and so it is my view that he was both an
inmate and a patient at Penetanguishene from May 22, 1984
until on or about July 20, 1984 when he was discharged from
the institution.
With all due respect to counsel, the issue in this case does not
turn on what was the claimant's status while at Penetangui-
shene Mental Health Centre. The issue, in my considered
judgment, is whether or not the Centre falls within the lan
guage of Section 45(a) of the Act. Put simply, was Penetangui-
shene "a prison or similar institution" for the claimant, Carm
Crupi?
The next obvious question must be: what is a prison? Over
300 years ago, a brilliant English poet, Richard Lovelace, in his
famous poem "To Althea: From Prison" gave to the world his
never to be forgotten definition:
"Stone walls do not a prison make
nor iron bars a cage
Minds innocent and quiet take
that for an hermitage."
It was Maxwell on Interpretation of Statutes who reminded
us at p. 6 that "the golden rule is that the words of a statute
must prima facie be given their ordinary meaning." It was
Lord Wensleydale in Grey v. Pearson (1857), 6 H.L.C. 61, who
formulated the "golden rule" of construction when at p. 106 he
stated as follows:
"In construing wills and, indeed, statutes and all written
instruments, the grammatical and ordinary sense of the
words is to be adhered to unless that would lead to some
absurdity, or some repugnancy or inconsistency with the rest
of the instrument, in which case the grammatical and ordi
nary sense of the words may be modified so as to avoid the
absurdity and inconsistency but no further."
Applying the so-called "golden-rule" of construction and
keeping in mind the ordinary common sense dictionary mean
ing of the words, I have no difficulty whatsoever in understand
ing the meaning of Section 45(a) of the Unemployment Insur
ance Act, 1971. The ordinary and grammatical sense of the
word "prison" is to be found in several well-known publications
of which I have selected four.
Black's Law Dictionary (1979) 5th edition defines "prison" as
a public building or other place for the confinement of persons
whether as a punishment imposed by law or otherwise in the
cause of the administration of justice,". (My underlining.)
Earl Jowitt's The Dictionary of English Law (1959) tells us
that prisons are places in which persons are kept either for safe
custody until they have been tried for an offence of which they
stand charged or for punishment after being tried and convict
ed. (My underlining.)
In Stroud's Judicial Dictionary we have the following defini
tion of prison:
PRISON. (1) "Every place where any person is restrained of his
liberty is a prison; as, if one take SANCTUARY and depart
thence, he shall be said to `break prison' " (Hobert and Stroud's
Case, Cro. Car. 210); so, of a place where you are only at
liberty on parole (ibid.); so, where "un fuit mis in les cippes
come suspect de felony, et la vient un autre que luy lessa aler
alarge—ces est felony per common ley, de frangentibus prisa-
nis" (Dyer, 99, pl. 60). See further GAOL; Imprisonment.
Probably a fuller definition of "prison" is "a place of restraint
for the safe custody of a person to answer any action, personal
or criminal" (Cowel), or of a person convicted of an offence or
who for any cause is legally ordered into confinement. See
further 2 Hawk. P.C. Ch. 18, s. 4; 10 Encyc. 402-404; BREAK
OUT; ESCAPE; RESCUE; PRISONER. (My underlining.)
Finally, from 72 Corpus Juris Secundum, we have the
following:
a. Prison
The word "prison" has been defined as a place of confine
ment for the safe custody of persons, in order to their answering
in any action civil or criminal; a building for the safe custody or
confinement of criminals and more specifically convicted
criminals.
A prison is a place of confinement for the safe custody of
persons, in order to their answering in any action, civil or
criminal; places maintained by public authority for the deten
tion of those confined under legal process; a building for the
safe custody or confinement of criminals and more specifically
convicted criminals. In a general sense the term may be said to
include every place of confinement under legal process or
lawful arrest, but usually it is specifically applied to the place
of confinement of convicted criminals, and is used to designate
an institution for the imprisonment of persons convicted of the
more serious crimes. A prison is not a place of refuge for a
criminal; it is for his punishment. (My underlining.)
It goes without saying that the claimant originally had been
charged with a criminal offence. Pursuant to this, he was
remanded to the Penetanguishene Mental Health Centre and
was held in the maximum security section of that institution. In
due course after his release from Penetanguishene, he was tried
for the offence for which he had been charged and on being
found guilty, was released on probation. While I have .much
sympathy for the claimant who, I am satisfied, is endeavouring
sincerely to re-establish himself as a respected and law-abiding
citizen and for his efforts I commend him highly and wish him
good luck, nevertheless I have no other course to follow on the
uncontradicted facts of this case but to dismiss the claimant's
appeal. For the period of time that he spent in Penetanguishene
Mental Health Centre, he was in prison and hence under the
clear context of Section 45(a) of the Act was not entitled to
receive benefits.
There is another good reason why I must dismiss this appeal.
The claimant specified clause (c) of Section 95 of the Act as
grounds of his appeal. However, I shall touch upon all three
clauses.
As to Section 95(a), I am satisfied that the Board of
Referees did not fail to observe a principle of natural justice.
The claimant was present before the Board of Referees to
gether with his counsel and I have no doubt that they were
given every opportunity to present his case. There is absolutely
nothing to suggest that the Board was not impartial or that the
Board was biased and therefore clause (a) of Section 95 is not
applicable.
Insofar as Section 95(b) is concerned, as I have endeavoured
to explain in the preceding paragraphs, I am satisfied beyond
any question that the majority of the Board of Referees did not
commit any error of law with regard to any provision of the
Unemployment Insurance Act, 1971, or with regard to the
recognized jurisprudence touching upon the Act. Accordingly,
Section 95(b) is not applicable herein.
As to Section 95(c), the questions which the Board of
Referees was called upon to determine were unquestionably
those that involved a pure appreciation of facts and circum
stances established by proof. There is constant and impressive
jurisprudence which holds that an Umpire—since the adoption
of the new Section 95 of the Act—cannot overrule a decision of
the Board of Referees or reject or modify in any way the
conclusions reached by the Board, unless that decision of
conclusions appear to be manifestly wrong in relation to the
entire file, that is to say, that the finding of fact was made in a
perverse and capricious manner. Even if I were tempted to
agree with the claimant—which I could not do—I could not
uphold his appeal unless it fell squarely within any one of the
three clauses of Section 95. My very careful examination of the
facts of this case indicates clearly that such is not the situation
herein. Hence the appeal from the majority decision of the
Board of Referees has to be dismissed.
There is no evidence in the record as to what
Criminal Code power was relied upon by the
Court for the remand order, but the parties agreed
before us that the action was taken under subsec
tion 738(6). In fact, under the Criminal Code a
justice at a preliminary inquiry, a judge at the trial
of an indictable offence, a summary conviction
court, or a judge of the court of appeal all have
similar powers to direct a psychiatric assessment.
The relevant parts of the Code are as follows [465
(as am. by S.C. 1974-75-76, c. 93, s. 58), 543 (as
am. idem, s. 68), 545 (as am. by S.C. 1972, c. 13,
s. 45), 608.2 (as added by S.C. 1972, c. 13, s. 54;
1974-75-76, c. 93, s. 74), 738 (as am. by S.C.
1972, c. 13, s. 63; 1974-75-76, c. 93, s. 87)]:
465. (1) A justice acting under this Part may
(c) by order in writing,
(i) direct an accused to attend, at a place or before a
person specified in the order and within a time specified
therein, for observation, or
(ii) remand an accused to such custody as the justice
directs for observation for a period not exceeding thirty
days,
where, in his opinion, supported by the evidence, or where the
prosecutor and the accused consent, by the report in writing,
of at least one duly qualified medical practitioner, there is
reason to believe that
(iii) the accused may be mentally ill, or
(iv) the balance of the mind of the accused may be
disturbed, where the accused is a female person charged
with an offence arising out of the death of her newly-born
child;
(2) Notwithstanding paragraph (1)(c), a justice acting under
this Part may remand an accused in accordance with that
paragraph
(a) for a period not exceeding thirty days without having
heard the evidence or considered the report of a duly quali
fied medical practitioner where compelling circumstances
exist for so doing and where a medical practitioner is not
readily available to examine the accused and give evidence or
submit a report; and
(b) for a period of more than thirty days but not exceeding
sixty days where he is satisfied that observation for such a
period is required in all the circumstances of the case and his
opinion is supported by the evidence or, where the prosecutor
and the accused consent, by the report in writing, of at least
one duly qualified medical practitioner.
(3) Where, as a result of observations made pursuant to an
order issued under paragraph (1)(c), it appears to a justice that
there is sufficient reason to doubt that the accused is, on
account of insanity, capable of conducting his defence, the
justice shall direct that an issue be tried whether the accused is
then, on account of insanity, unfit to conduct his defence at the
preliminary inquiry.
(4) Where the justice directs the trial of an issue under
subsection (3), he shall proceed in accordance with section 543
in so far as that section may be applied.
543. (1) A court, judge or magistrate may, at any time
before verdict, where it appears that there is sufficient reason to
doubt that the accused is, on account of insanity, capable of
conducting his defence, direct that an issue be tried whether the
accused is then, on account of insanity, unfit to stand his trial.
(2) A court, judge or magistrate may, at any time before
verdict or sentence, when of the opinion, supported by the
evidence or, where the prosecutor and the accused consent, by
the report in writing, of at least one duly qualified medical
practitioner, that there is reason to believe that
(a) an accused is mentally ill, or
(b) the balance of the mind of an accused is disturbed, where
the accused is a female person charged with an offence
arising out of the death of her newly-born child,
by order in writing
(c) direct the accused to attend, at a place or before a person
specified in the order and within a time specified therein, for
observation, or
(d) remand the accused to such custody as the court, judge
or magistrate directs for observation for a period not exceed
ing thirty days.
(2.1) Notwithstanding subsection (2), a court, judge or
magistrate may remand an accused in accordance with that
subsection
(a) for a period not exceeding thirty days without having
heard the evidence or considered the report of a duly quali
fied medical practitioner where compelling circumstances
exist for so doing and where a medical practitioner is not
readily available to examine the accused and give evidence or
submit a report; and
(b) for a period of more than thirty days but not exceeding
sixty days where he is satisfied that observation for such a
period is required in all the circumstances of the case and his
opinion is supported by the evidence or, where the prosecutor
and the accused consent, by the report in writing, of at least
one duly qualified medical practitioner.
(3) Where it appears that there is sufficient reason to doubt
that the accused is, on account of insanity, capable of conduct
ing his defence, the court, judge or magistrate shall, if the
accused is not represented by counsel, assign counsel to act on
behalf of the accused.
(4) For the purposes of subsection (1), the following provi
sions apply, namely,
(a) where the issue arises before the close of the case of the
prosecution, the court, judge or magistrate may postpone
directing the trial of the issue until any time up to the
opening of the case for the defence;
(b) where the trial is held or is to be held before a court
composed of a judge and jury,
(i) if the judge directs the issue to be tried before the
accused is given in charge to a jury for trial on the
indictment, it shall be tried by twelve jurors, or in the
Yukon Territory and the Northwest Territories, by six
jurors, and
(ii) if the judge directs the issue to be tried after the
accused has been given in charge to a jury for trial on the
indictment, the jury shall be sworn to try that issue in
addition to the issue on which they are already sworn; and
(c) where the trial is held before a judge or magistrate, he
shall try the issue and render a verdict.
(5) Where the verdict is that the accused is not unfit on
account of insanity to stand his trial, the arraignment or the
trial shall proceed as if no such issue had been directed.
(6) Where the verdict is that the accused is unfit on account
of insanity to stand his trial, the court, judge or magistrate
shall order that the accused be kept in custody until the
pleasure of the lieutenant governor of the province is known,
and any plea that has been pleaded shall be set aside and the
jury shall be discharged.
545. (1) Where an accused is, pursuant to this Part, found to
be insane, the lieutenant governor of the province in which he is
detained may make an order
(a) for the safe custody of the accused in a place and manner
directed by him, or
(b) if in his opinion it would be in the best interest of the
accused and not contrary to the interest of the public, for the
discharge of the accused either absolutely or subject to such
conditions as he prescribes.
608.2 (1) A judge of the court of appeal may, by order in
writing,
(a) direct an appellant to attend, at a place or before a
person specified in the order and within a time specified
therein, for observation, or
(b) remand an appellant to such custody as the judge directs
for observation for a period not exceeding thirty days,
where, in his opinion, supported by the evidence or, where the
appellant and the respondent consent, by the report in writing,
of at least one duly qualified medical practitioner, there is
reason to believe that
(c) the appellant may be mentally ill, or
(d) the balance of the mind of the appellant is disturbed,
where the appellant is a female person charged with an
offence arising out of the death of her newly-born child.
(2) Notwithstanding subsection (1), a judge of the court of
appeal may remand an appellant in accordance therewith
(a) for a period not exceeding thirty days without having
heard the evidence or considered the report of a duly quali
fied medical practitioner where compelling circumstances
exist for so doing and where a medical practitioner is not
readily available to examine the accused and give evidence or
submit a report; and
(b) for a period of more than thirty days but not exceeding
sixty days where he is satisfied that observation for such a
period is required in all the circumstances of the case and his
opinion is supported by evidence or, where the appellant and
the respondent consent, by the report in writing, of at least
one duly qualified medical practitioner.
738....
(5) Notwithstanding subsection (1), the summary conviction
court may, at any time before convicting a defendant or making
an order against him or dismissing the information, as the case
may be, when of the opinion, supported by the evidence, or,
where the prosecutor and defendant consent, by the report in
writing, of at least one duly qualified medical practitioner, that
there is reason to believe that the defendant is mentally ill, by
order in writing,
(a) direct the defendant to attend, at a place or before a
person specified in the order and within a time specified
therein, for observation; or
(b) remand the defendant to such custody as the court directs
for observation for a period not exceeding thirty days.
(6) Notwithstanding subsection (5), a summary conviction
court may remand the defendant in accordance therewith
(a) for a period not exceeding thirty days without having
heard the evidence or considered the report of a duly quali
fied medical practitioner where compelling circumstances
exist for so doing and where a medical practitioner is not
readily available to examine the accused and give evidence or
submit a report; and
(b) for a period of more than thirty days but not exceeding
sixty days where it is satisfied that observation for such a
period is required in all the circumstances of the case and
that opinion is supported by the evidence or, where the
prosecutor and the accused consent, by the report in writing,
of at least one duly qualified medical practitioner.
(7) Where, as a result of observations made pursuant to an
order issued under subsection (5), it appears to a summary
conviction court that there is sufficient reason to doubt that a
defendant is, on account of insanity, capable of conducting his
defence, the summary conviction court shall direct that an issue
be tried as to whether the defendant is then, on account of
insanity, unfit to stand his trial.
(8) Where a summary conviction court directs the trial of an
issue under subsection (7), it shall proceed in accordance with
section 543 in so far as that section may be applied.
The respondent argued before us that, in addi
tion to being disentitled under section 45 of the
Act, the applicant had failed to meet the require
ments of section 25:
25. A claimant is not entitled to be paid initial benefit for
any working day in a benefit period for which he fails to prove
that he was either
(a) capable of and available for work and unable to obtain
suitable employment on that day, or
(b) incapable of work by reason of prescribed illness, inquiry
or quarantine on that day, and that he would be otherwise
available for work.
In the respondent's argument the applicant failed
to prove both requirements under paragraph
25(b): that he was incapable of work by reason of
prescribed illness and that he would otherwise
have been available for work.
Subsection 47 (1) of the Regulations sets down
the procedure for proving illness as follows:
47. (1) A claimant who, pursuant to paragraph 25(b) of the
Act, alleges that he is incapable of work by reason of illness,
injury or quarantine, shall at such time as the Commission may
request and at his own expense furnish a certificate completed
by a medical doctor or other person acceptable to the Commis
sion supplying such information as the Commission may
require with respect to the nature of the illness, injury or
quarantine, the probable duration of the incapacity, and any
other circumstance relating thereto.
The applicant, in fact, submitted two medical cer
tificates under this requirement, one from a physi
cian at the Royal Ottawa Hospital, another from a
physician at Penetanguishene.
Moreover, as the counsel for the applicant right
ly pointed out, the notice of refusal by the Com
mission of the applicant's claim for benefit on June
1, 1984, was specifically limited as follows:
On the information which has been presented in connection
with your claim for benefit you are not entitled to receive
benefit under Section 45(a) of the Unemployment Insurance
Act and Regulation 55 as you are an inmate of an institution.
Payment of benefit is suspended from 22 May 1984 for so long
as you are an inmate.
The applicant's running afoul of paragraph 45(a)
was the sole reason given by the Commission for
the disentitlement and was the sole basis on which
the matter was considered by both the Board of
Referees and the Umpire. It is not open to us, on a
section 28 application, now to enlarge the issue
under consideration.
Since the decision by the Umpire in the instant
case, Mr. Justice Joyal, acting as Umpire in Pain -
chaud v. Canada Employment and Immigration
Commission, No. A-729-85, decided June 11,
1985, CUB 10689 (presently under appeal to this
Court), reached the opposite conclusion on ma
terial facts that were identical except that the
remand was initiated by a justice at a preliminary
inquiry _ rather than by a summary conviction
court. Joyal J. concluded (at pages 6-7):
I return to the wording of paragraph 45(a) and the circum
stances surrounding the stay by the claimant at the psychiatric
institution. The word used in the French version is "détenu",
which implies the exercise of constraint by someone. The
decided cases are not of much help in determining its meaning.
The English version uses the word "inmate". Decided cases
in English clearly indicate that the meaning of this word
depends on the context in which it is used. "Inmate" can
certainly refer to a person in a prison or other "detention
centre". "Inmate" can also describe a clerk in his employer's
shop, a traveller staying in a hotel room and a student attend
ing a boarding school.
I therefore conclude that, in its etymology or in the legal
meaning that it may have been given, the word "inmate", does
not have quite the sense of "détenu". In the Robert dictionary,
a "détenu" is described as a person "kept in captivity", an
"accused detained arbitrarily", and this suggests constraint
imposed by some authority.
The etymological meaning of "détenu" or "inmate" does not
assist in clarifying the situation. Interpretation of the provision
must therefore be based on the phrase "prison or similar
institution". This involves application of a fundamental rule of
interpretation, the "ejusdem generis" rule, which causes a court
to limit the meaning of the words "similar institution" to that
of a kind of "prison".
Can it be said that the psychiatric institution in question is a
"similar institution" to a prison? That is not indicated by the
statutes of incorporation or charter of the institution. The
purposes and powers of the institution are in no way penal.
Further, according to the record the remanding of the claimant
in the custody of the authorities of the institution was not the
kind of penalty or punitive measure imposed on a prison
inmate. The claimant's experience resulted from a preliminary
diagnosis which indicated clearly that the claimant needed
psychiatric evaluation or treatment. He is an "inmate" in the
sense that the state of his health imposed serious restrictions on
his freedom, but these restrictions were imposed on him for his
own good. He is an "inmate" in one sense, but not an "inmate
of a prison" in the sense of section 45. He is no more an
"inmate" than a person confined to hospital for serious physical
injuries would be.
The single question as to the application of
paragraph 45(a) of the Act to a claimant remand
ed for psychiatric examination, therefore, has not
only divided the Board of Referees in this case, but
has been decided in opposite ways by the only two
Umpires to consider it. It also divides this Court.
Like so much else in administrative law, it is a
matter of statutory interpretation.
At various times Courts have opted for either a
literal or a purposive approach to statutory con
struction. The now classic Hart-Fuller debate on
law and morals in the pages of the Harvard Law
Review ((1958), 71 Harv. L. Rev. 593 to 672)
revolved in considerable part around whether
words have a standard instance or core of settled
meaning with a smaller penumbra of variable
meaning to be resolved by reference to the larger
context (Hart) or whether statutory words are all
in interaction with one another in terms of the
purpose and structure of the statute (Fuller). 4
4 The case which underlay this part of the Hart-Fuller debate
was McBoyle v. United States, 283 U.S. 25 (1931), which
interpreted the National Motor Vehicle Theft Act 41 Stat. 324
(which criminalized the transport in interstate or foreign corn-
(Continued on next page)
The proper approach appears now to have been
resolved in Canada in favor of a contextual inter
pretation, which E. A. Driedger terms "the
modern principle" of statutory construction, which
he defines as follows (Construction of Statutes,
2nd ed., 1983, page 87):
Today there is only one principle or approach, namely, the
words of an Act are to be read in their entire context and in
their grammatical and ordinary sense harmoniously with the
scheme of the Act, the object of the Act, and the intention of
Parliament.
It is this single principle of interpretation which
this Court has previously described as "a words-in-
(Continued from previous page)
merce of a motor vehicle, knowing it to be stolen) not to apply
to a person who transported an airplane with the requisite
intent. The statute provided that "the term `motor vehicle' shall
include an automobile, automobile truck, automobile wagon,
motor cycle, or any other self-propelled vehicle not designed for
running on rails." Holmes J. wrote for the Court (at p. 27):
When a rule of conduct is laid down in words that evoke in
the common mind only the picture of vehicles moving on
land, the statute should not be extended to aircraft, simply
because it may seem to us that a similar policy applies, or
upon the speculation that, if the legislature had thought of it,
very likely broader words would have been used.
A full explanation of the issues in this case is found in a
seminal article by Professor Harry Jones, "Statutory Doubts
and Legislative Intention" (1940), 40 Colum. L. Rev. 957.
Professor Jones concludes (at pp. 973-4):
It must be kept in mind that so-called interpretation, on
issues which were wholly beyond the foresight of the drafts
men of a statute, is, itself, legislative in character. The
substantial issue is whether the inevitable judicial legislation
is to forward the policy of the legislative authority or to
retard its fulfillment.
As a delegate, the judge should guide his action by the policy
or purpose which the legislative majority has deliberately
adopted, and his need for understanding of that policy
requires that he discover the conclusions of fact and the
judgments of value which seemed compelling to the legisla
tors. As a legislator, the judge must have sufficient compre
hension of the conditions and activities which his interstitial
legislation will affect to enable him to make effective imple
menting rules, in the form of the particular decisions handed
down in the "interpretation" of the act.
Professor Jones dealt with related issues in "The Plain Meaning
Rule and Extrinsic Aids in the Interpretation of Federal Stat
utes" (1939), 25 Wash. U.L.Q. 2 and "Extrinsic Aids in the
Federal Courts" (1940), 25 Iowa L. Rev. 737.
total-context" approach: Lor- Wes Contracting
Ltd. v. The Queen, [1986] 1 F.C. 346, at page 352;
(1985), 60 N.R. 321, at page 325. This new
emphasis on context reflects the understanding of
words expressed many years ago by Mr. Justice
Holmes, Towne v. Eisner, Collector of Internal
Revenue, 245 U.S. 418 (1918), at page 425:
A word is not a crystal, transparent and unchanged, it is the
skin of a living thought and may vary greatly in color and
content according to the circumstances and the time in which it
is used.
A word in a statute is a cell within an organism, an
incomplete structure within a more complete one,
and can be fully understood only in relation to the
whole of which it is a constituent part.
As the Umpires in the instant case and in the
Painchaud case, supra, have made clear, the statu
tory words in question here, "an inmate of any
prison or similar institution," taken by themselves,
do not resolve the problem. "An inmate" can
describe a resident of any institution. The word
"prison", which has a more precise meaning, is
somewhat extended by being linked with "similar
institution". The sense of the phrase is something
like this: an inmate of any prison or similar institu
tion is a person who is detained in a place of
con finement.
While the Mental Health Centre at Penetangui-
shene is admittedly a hospital, it is also clear on
the record that it is an institution with a maximum
security facility. 5 It is common ground that the
applicant was in custody during the whole of his
time in Penetanguishene, and the record shows
5 In my view the change in the wording of section 45 from
the former words, "an inmate of any prison or penitentiary or
an institution supported wholly or partly out of public funds,"
to the present text, "an inmate of any prison or similar institu
tion," cannot determine the result of this case. Of course, an
inmate of a hospital as such would have been clearly covered
previously and is not now, but the fact that a claimant is an
(Continued on next page)
that he was held for at least part of his time there
in the maximum security section. To the extent
that a purely verbal analysis is helpful, the appli
cant may therefore be said to have been confined
for the eight-week period in question in a prison-
like place of confinement.
The purpose of section 45, as part of a legisla
tive program of social insurance based on the
payment of benefits to contributors who are avail
able for work but unable to obtain suitable
employment, is apparently to disentitle claimants
who are not available for work because they are in
prison or outside the country:
45. Except under section 31, a claimant is not entitled to
receive benefit for any period during which
(a) he is an inmate of any prison or similar institution; or
(b) he is not in Canada,
except as may otherwise be prescribed.
This is made clear by section 55 of the Regulations
which exempts from disentitlement those inmates
who are available for work:
55. A claimant who is an inmate of a prison or similar
institution and has been granted parole, partial parole or
temporary absence, or a certificate of availability for the
purpose of seeking and accepting employment in the commu
nity, is not disentitled from receiving benefit by reason only of
section 45 of the Act.
(Continued from previous page)
inmate in a hospital cannot exclude him from the purview of
section 45 if the institution of which he is an inmate can also be
said to be "a prison or similar institution." In other words, the
phrase to be interpreted is not "an inmate in a hospital" but
"an inmate in a prison or similar institution." There is no
dichotomy between the two phrases that makes them mutually
exclusive, and it is sufficient for the application of section 45
that the institution be "a prison or similar institution," regard
less of whatever else it may also be. As I go on to explain, only
an analysis of the relevant Criminal Code provisions under
which the applicant was held in Penetanguishene will ultimate
ly clarify what kind of inmate he was.
The convoluted argument which counsel for the
applicant tried to base on subsection 56(1) of the
Regulations fails in that the exemption for disenti-
tlement there specified is subject to the whole of
Part II of the Act, including the availability-for-
work requirement. Section 45 may therefore be
seen as creating a conclusive presumption of disen-
titlement for certain categories of claimants who
are not available for work as required by section
25 of the Act, including those who are inmates in
any prison or similar institution.
This might be thought to be sufficient to resolve
the case, but the purpose of the Act, as revealed by
section 25, supra, provides also for a general
exemption from the availability-for-work require
ment for those incapable of work by reason of
"prescribed illness".
By subparagraph 2(u)(iii) of the Act, "pre-
scribed" means "prescribed by regulation." Sub
section 47(6) of the Regulations provides simply
that "illness ... for the purposes of ... 25(b) .. .
of the Act is any illness ... that renders a claimant
incapable of performing the functions of his regu
lar or usual employment or other suitable
employment."
The applicant argues that while at Penetangui-
shene he was a patient under treatment in a hospi
tal and that he was unavailable for work, not
because he was an inmate in a prison or similar
institution but solely because of illness that ren
dered him incapable of performing the functions of
suitable employment. On this hypothesis his deten
tion was for a therapeutic or assessment purpose
and was not motivated by punitive or custodial
concerns. It is supported by the admitted facts that
the applicant had not been tried for or convicted of
any offence, that he had not even been refused bail
at either a show cause or bail review hearing, and
that when he was allowed to leave Penetangui-
shene prior to the date of his trial he was not held
in pre-trial custody.
The juxtaposition of the disentitlement from
benefit in paragraph 45(a) with the exemption
from disentitlement for illness in paragraph 25(b)
creates an uncertainty as to the purpose of the Act
in relation to these facts which makes it necessary
to have recourse to the purpose of the provisions of
the Criminal Code, supra, under which the appli
cant was examined at Penetanguishene.
The various procedures in sections 465, 543,
608.2 and 738 of the Criminal Code, supra, are
each intended to determine whether a defendant/
accused is fit to stand trial where there is sufficient
reason to doubt that he is, on account of insanity,
capable of conducting his defence. Subsection
738(6), for example, under which the remand here
was made, is merely an expansion of subsection
738(5) ("may remand the defendant in accordance
therewith"). Where the trial of an issue is
required, subsection 738(8) provides that "it shall
proceed in accordance with section 543 in so far as
that section may be applied."
The presupposition of the applicant's contention
is a dichotomy between what one might call the
security and the justice goals of criminal law, and
the identification of the latter with the personal
welfare of accused persons. On this hypothesis, if
the purpose of the applicant's psychiatric assess
ment were not custodial, it must needs be for the
personal advantage of the applicant in relation
either to his health or to the fairness of his trial.
(In fact, counsel for the applicant made the argu
ment only in terms of health).
The fallacy of this contention is that even the
justice/fairness goal of the criminal justice system,
let alone any putative therapeutic goal, is not
exclusively for the benefit of accused persons. The
Criminal Code provisions relating to fitness to
stand trial are based on the common law ban
against trials in absentia: Foote, "A Comment on
Pre-Trial Commitment of Criminal Defendants"
(1960), 108 U. Penn. L. Rev. 832. Schiffer,
Mental Disorder and The Criminal Trial Process,
Butterworths, Toronto 1978, at page 51, finds that
"the idea that persons of unsound mind should not
be made to stand trial is one rooted in age-old
concepts of fair play and fundamental justice,"
dating back to Biblical teachings. Lord Reading
C.J. stated its essence in Rex v. Lee Kun, [ 1916] 1
K.B. 337 (C.A.), at page 341:
The presence of the accused means not merely that he must be
physically in attendance, but also that he must be capable of
understanding the nature of the proceedings.
Three of the four sections in the Code authoriz
ing psychiatric assessment may be triggered by the
belief that the accused is mentally ill. Section 543
speaks rather of "insanity", but the insanity
associated with unfitness to stand trial is not of the
same kind and extent as section 16 insanity, which
codifies the rule in M'Naghten's Case (1843), 10
Cl. & Fin. 200; 8 E.R. 718 (H.L.): R. v. Budic
(1977), 35 C.C.C. (2d) 272 (Alta. C.A.). The
Report of the Canadian Committee on Corrections
(Ouimet Report), 1969, at page 226, puts the
considerations in play this way:
[T]he criteria used to determine fitness to stand trial generally
involve the answers to the following questions: does the accused
have the capacity to understand the nature and object of the
proceedings against him?; is he capable of comprehending his
own condition in reference to such proceedings?; is he capable
of making a rational defence?
No doubt the principal reason for maintaining
the fitness rule is fairness, through protecting the
accused's right to defend himself. But fairness is
not a benefit only to the accused. It is also a
benefit to the State, which must attempt to ensure
that justice is seen to be done. Consequently, the
issue of fitness is not left to be pleaded only by
accused persons, who may be chary of raising it,
given the possibly prolonged deprivation of liberty
they may face if found unfit. The Code provides
that it may also be raised by the Crown or by the
Court, and once it appears that there is reason to
doubt the accused's fitness, the issue must be
resolved. It cannot be the subject of an admission
by the accused or his counsel: R. v. Levionnois
(1956), 114 C.C.C. 266 (Ont. C.A.). Veteran
Crown prosecutor Henry Bull, "Fitness to Stand
Trial" (1965-1966), 8 Crim. L.Q. 290, at page
292, asserts that "the issue must be tried even over
the objection of the defence because the principle
is that an insane person must not be tried." Most
important, in the words of Carrothers J.A. for the
British Columbia Court of Appeal in R. v. Roberts
(1975), 24 C.C.C. (2d) 539, at page 546 "the
hearing on the fitness issue ... is strictly an
inquiry on behalf of the Queen to determine the
status of a subject and not a trial involving adver
saries ..." As an inquiry on behalf of the Queen, it
may also benefit the accused, but it is conducted
primarily for a public purpose.
In the instant case the record shows that the
applicant was confined in Penetanguishene for
examination and "that he would be released on
July 17, '84 depending on the result of the assess
ment." There is nothing in the record as to the
result of the assessment, but clearly, since his trial
was allowed to proceed to conviction, he was found
to be mentally competent and so did not need to be
held in custody in the interval between his release
from Penetanguishene and his trial. Otherwise,
there would have been the trial of an issue under
subsection 738(8), conducted in accordance with
section 543.
The public interest in the issue of fitness to
stand trial becomes even more apparent when one
regards the full process. Building on section 543,
section 545 provides that, where an accused is
found to be insane, he may not be released unless
it is not only "in the best interest of the accused"
but also "not contrary to the interest of the pub
lic." One may conclude, in other words, that
throughout the whole process of determination of
fitness, culminating in potential release, any action
taken must be "not contrary to the interest of the
public."
In my view the conclusion is inevitable: the
purpose of the relevant provisions of the Criminal
Code is not a therapeutic one in relation to the
accused's health but rather a fully public justice
purpose, utilizing both compulsion and custody;
according to this purpose the applicant was held in
custody in a maximum security institution for
compulsory psychiatric examination following a
criminal charge; after eight weeks of assessment,
he was released until trial because he was found fit
to stand trial, but during this lengthy period of
assessment he must be regarded as having been an
inmate in a prison or similar institution.
It must be admitted that the majority members
of the Board of Referees were in error in believing
that, while at Penetanguishene, the applicant was
in custody pending trial, although the mistake may
reflect simply their lay misunderstanding of legal
terminology. However, the five factual conclusions
which serve as what they describe as "the basis of
the majority conclusion" are unexceptionable, as is
in my view their legal conclusion as to the applica
tion of paragraph 45(a) of the Act to these facts,
for the reasons I have given. While the reasons for
decision of the learned Umpire do not advance the
understanding of the precise issue in the case, I am
unable to identify any error of law in his brief
personal analysis. His underlining of passages
from quotations includes the description of prison
from Stroud's Judicial Dictionary as "every place
of confinement under legal process," a description
which I find appropriate in the present case.
In fine, the remand to Penetanguishene for
observation was not primarily for the applicant's
own benefit even in relation to a fair trial, still less
for his personal benefit in relation to his health, as
his argument alleges. He was confined under cus
tody without regard to his own wishes. He was
therefore an inmate in a prison or similar institu
tion and disentitled to unemployment insurance
benefits under paragraph 45(a), unless such legis
lation can be found to be contrary to the Canadian
Charter of Rights and Freedoms [being Part I of
the Constitution Act, 1982, Schedule B, Canada
Act 1982, 1982, c. 11 (U.K.)].
The applicant raises Charter arguments under
paragraph 11(d) and subsection 15(1):
11. Any person charged with an offence has the right
(d) to be presumed innocent until proven guilty according to
law in a fair and public hearing by an independent and
impartial tribunal;
15. (1) Every individual is equal before and under the law
and has the right to the equal protection and equal benefit of
the law without discrimination and, in particular, without
discrimination based on race, national or ethnic origin, colour,
religion, sex, age or mental or physical disability.
In my view, neither contention has any application
to these facts.
The applicant says that to deprive him of ben
efits without a bail hearing or a trial violates the
presumption of innocence as guaranteed by para
graph 11(d). But the disentitlement under the
unemployment insurance legislation cannot be
considered a punitive measure in violation of the
applicant's presumption of innocence. Indeed, by
paragraph 18(2)(b) the Act provides for the exten
sion of the qualifying period for benefits by the
aggregate of any weeks lost through being "con-
fined in any gaol, penitentiary or similar institu
tion," a provision reinforced by the recent decision
of this Court in Garland v. Canada Employment
and Immigration Commission, [1985] 2 F.C. 508.
The invocation of subsection 15(1) rests on the
argument that it would be discriminatory not to
give the applicant in Ontario the benefit of as
favorable a Mental Health Act as that in Alberta
[R.S.A. 1980, c. M-13], which specifies in para
graph 1(k) that a person remanded to a mental
health facility is a patient. But this is a definition
for purposes of that provincial legislation and
cannot determine the interpretation of a different
term, "inmate of any prison or similar institution"
in different legislation with a different purpose.
Even if the applicant in Ontario had had the
benefit of the Alberta definition of patient, his
situation would not have been improved. It is, in
all jurisdictions, an irrelevant consideration,
because the purpose of the procedure is not person
al health but the public policy of fair trial.
Since the learned Umpire made no error of law
in his interpretation of the relevant statutory provi
sions and correctly applied the law to the facts of
the case before him, I would therefore dismiss the
application.
You are being directed to the most recent version of the statute which may not be the version considered at the time of the judgment.