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T-1226-84
Bryan Osborne (Plaintiff)
v.
The Queen as represented by the Treasury Board (Defendant)
T-1239-84
William James Millar (Plaintiff)
v.
The Queen as represented by the Treasury Board (Defendant)
INDEXED AS: OSBORNE v. CANADA (TREASURY BOARD)
Trial Division, Walsh D.J.—Ottawa, October 10 and 20, 1986.
Practice — Costs — Motion pursuant to R. 344(7) and Tariff B s. 3 for increase of amounts allowable under Tariff B s. 2(1)(d) and (e) — Plaintiffs partly successful in main action — Issues at trial complex and important and requiring exten sive preparation — Tariff outdated and inadequate — Instant case resembling test case, being first on issue — Proposed amendments to Federal Court Rules overcoming restrictive approach to increases in Smerchanski and radically changing existing tariff — Amendments, while not yet in effect, indicat ing what now deemed fair and reasonable — Federal Court Rules, C.R.C., c. 663, RR. 344(7), 346A (proposed Can. Gaz., Part I, No. 11), Tariff A, s. 1(4)(a), Tariff B, ss. 2(1)(d),(e), 3
— Public Service Employment Act, R.S.C. 1970, c. P-32, s. 32
— Canadian Charter of Rights and Freedoms, being Part I of the Constitution Act, 1982, Schedule B, Canada Act 1982, 1982, c. 11 (U.K.), ss. 1, 2(b),(d) — Civil Service Act, S.N.S. 1980, c. 3 — Federal Court Act, R.S.C. 1970 (2nd Supp.), c. 10, s. 46.
The plaintiffs' actions, which were heard along with a third, sought a finding that the restrictions on political activities of civil servants in section 32 of the Public Service Employment Act were of no force and effect as being in violation of paragraphs 2(b) and (d) of the Charter.
While unsuccessful in this contention, the parties herein obtained a finding that they could attend a leadership conven tion and were allowed costs. The case required extensive study and preparation of material with respect to section 32 of the Act and section 1 of the Charter. The trial was lengthy and costly. However, counsel for the plaintiffs herein collaborated and greatly assisted the Court by preparing a joint brief on
section 1 of the Charter and a book of agreed documents, thereby reducing the length of the trial.
This is a motion, applicable to both cases, for an order pursuant to Rule 344(7) and section 3 of Tariff B of the Federal Court Rules for a direction to the taxing officer to increase the amounts allowable under paragraphs 2(d) and (e) of Tariff B.
Held, the motion should be allowed.
It was decided in Smerchanski that the amount of work required and the difficulty or importance of the case did not justify an increase in Tariff B costs items. While making allowances for test cases, this approach was, until recently, followed in Federal Court cases. However, there is now a tendency to be more generous in making special directions as to costs rather than rigidly adhering to the hopelessly outdated and inadequate Tariff whenever the discoveries or days of hearing are shortened by the cooperation of the parties in their preparation and at trial. And while the main action herein was not a test case, it clearly resembled one in that it was the first such case on the issue. A hearing before the Public Service Staff Relations Board dealing with the validity of section 32 was adjourned until judgment was rendered in the main action in this case.
Finally, proposed amendments to the Federal Court Rules would allow much more realistic amounts. They would also greatly extend the use of judicial discretion and overcome the Smerchanski case by permitting the importance of the issues, the volume of work and the complexity of proceedings to be taken into account, as well as the conduct of the parties that tends to shorten or lengthen the duration of the proceedings. The amendments would also specifically provide a fee for the principal counsel and the possibility of another fee for partici pation by junior counsel. While these rules are not yet in effect, they can be considered as an indication of what is now deemed to be fair and reasonable.
Relying on paragraph 1(4)(a) of Tariff A, it is directed that the present proceedings be considered as a class III action. An amount, to be determined by the taxing officer, will be allowed as preparation for trial.
With respect to amounts allowed under paragraph 2(1)(e) of Tariff B, amounts similar to those allowed in the proposed new Tariff will be allowed. The special circumstances of this case and the fact that it was considerably shortened by the coopera tion of all parties justify a reasonable increase in the amounts permissible under the existing Tariff.
CASES JUDICIALLY CONSIDERED
APPLIED:
R. v. Manitoba Fisheries Ltd., [1980] 2 F.C. 217 (C.A.), affirming [1980] 1 F.C. 36 (T.D.); Warwick Shipping Limited v. The Queen, [1984] 1 F.C. 998 (CA.).
NOT FOLLOWED:
Smerchanski v. Minister of National Revenue, [1979] 1 F.C. 801 (CA.).
CONSIDERED:
Spur Oil Limited v. The Queen, [1983] 1 F.C. 244 (T.D.).
REFERRED TO:
Fraser v. Nova Scotia (Attorney General), judgment dated June 10, 1986, SH 54592, not yet reported; Mac- Millan Bloedel (Saskatchewan) Ltd. v. Consolboard Inc. (1981), 124 D.L.R. (3d) 342 (F.C.A.).
COUNSEL:
Dougald E. Brown for plaintiff. Duff Friesen, Q.C., for defendant.
SOLICITORS:
Nelligan/Power, Ottawa, for plaintiff.
Deputy Attorney General of Canada for defendant.
The following are the reasons for order ren dered in English by
WALSH D.J.: This deals with a motion brought on applicable to both cases for an order pursuant to Rule 344(7) [Federal Court Rules, C.R.C., c. 663] and section 3 of Tariff B for a direction to the taxing officer to increase the amounts allow able under paragraphs 2(1)(d) and 2(1)(e) of Tariff B. These two actions were heard along with a third bearing number T-1636-84 in which there were five plaintiffs: Randy Barnhart, Linda Cam- poni, Michael Cassidy, Ken Clavette and Heather Stevens and in which, however, the plaintiffs were represented by other attorneys than those repre senting the two plaintiffs with whom the present motion is concerned. In all three actions however the primary objective of the plaintiffs was to obtain a finding that section 32 of the Public Service Employment Act [R.S.C. 1970, c. P-32] was of no force and effect as being in violation of paragraphs 2(b) and 2(d) of the Canadian Charter of Rights and Freedoms [being Part I of the Constitution Act, 1982, Schedule B, Canada Act 1982, 1982, c. 11 (U.K.)].
None of the plaintiffs succeeded in this conten tion but to a limited extent the judgment [Osborne v. Canada (Treasury Board), [ 1986] 3 F.C. 206 (T.D.)] interpreted section 32 of the Act as per mitting some of the political activities which plain tiffs wished to undertake. No costs were allowed to
either plaintiffs or defendants in action T-1636-84 involving five plaintiffs who sought to be permitted to undertake a wide range of such activities, only a very few of which were found to be permissible under the interpretation given to the section, but in the two actions with respect to which the motion for direction is now made, costs were allowed to plaintiffs, although they had not succeeded in having section 32 of the Public Service Employ ment Act found to be of no force and effect, since they had succeeded in part in obtaining a finding that there is no authority or basis in law to order that they not be permitted to attend a leadership convention as they had sought to do. This was based on interpretation of subsection 32(2) permit ting public servants to attend political meetings or contribute money for the funds of a political party. Since the main thrust of all the parties was the attack on section 32, the study and preparation of material for this, applicable to all three cases was what made the trial lengthy and costly. Since any limitation whatsoever of political activity of public servants of necessity interferes to some extent with their freedom of speech and freedom of association the defendant was obliged to invoke section 1 of the Charter to establish that some limitation was justifiable in a free and democratic society. The defendant accordingly called Professor Kernaghan, an eminent political scientist who has devoted much study and worked extensively on the subject as an expert witness to establish that in other free and democratic societies, and certainly in Canada, there has always been a tradition of political neu trality and that historically public servants who are deemed to be appointed and promoted on the basis of merit do not engage in unrestricted politi cal activities. The public service statutes of a number of democratic countries including Great Britain, the United States, and even Japan, were produced, as well as those of all 10 provinces of Canada, reports of parliamentary committees and a series of articles and treatises on the subject. Many of the publications were produced by the plaintiffs for the purpose of cross-examination of Professor Kernaghan.
It is common ground that counsel representing the two plaintiffs in the present motion as well as other counsel representing the five plaintiffs in the
other action for which costs were not allowed and counsel representing the defendant in all three actions collaborated and greatly assisted the Court thereby reducing the length of the trial in the interest of all parties by preparing a joint brief dealing with section 1 of the Charter and a book of agreed documents. The two plaintiffs in the present motion also produced a further brief deal ing with section 1 as well as a number of the articles by Professor Kernaghan and others to assist in their cross-examination.
It is apparent from reading the judgment in the case of Fraser v. Nova Scotia (Attorney General) [judgment dated June 10, 1986, SH 54592, not yet reported], to which reference is made in the judg ment in this case, that somewhat similar material was produced in connection with the Canadian Charter of Rights and Freedoms attack on restric tive sections of the Civil Service Act of Nova Scotia [S.N.S. 1980, c. 3] since the judgment dealt at considerable length on expert opinions expressed by Professor Kernaghan and analyzed the Public Service regulations of the various provinces of Canada, Great Britain, including a report made there, and the United States including the Hatch Act. [An Act to prevent pernicious political activi ties, 53 Stat. 1147].
Since the trend of Supreme Court jurisprudence appears to indicate that whenever section 1 of the Charter is to be invoked, it is necessary that some proof be made to establish what is justifiable in a free and democratic society, and that the trial judge cannot merely rely on his own views when rendering judgment no blame therefore can be attributed to the defendant if, as in the present case, a far-reaching inquiry is made as to what is in fact done in other free and democratic societies and a voluminous amount of material is produced to establish it. The plaintiffs then are forced to indulge in considerable research to prepare for cross-examination of any witness, expert or other wise, called to testify with respect to this. To the extent that the defendant may be able to use the same evidence repeatedly in connection with simi lar actions in other jurisdictions and should not be compensated for preparing and using this evidence more than once, this is not an issue in the present motion since it is not the defendant's costs which are being taxed but plaintiffs'.
Plaintiffs submitted a time docket sheet indicat ing the client as "Professional Institute of the Public Service re: Osborne, Brian" and a second time docket sheet for the same client re: William James Millar. An accompanying affidavit indi cates total time docketed in both cases as: John Nelligan 70.6 hours, Dougald Brown 179.7 hours, and students 54.4 hours. The claim for students' time was deleted at the hearing as jurisprudence has indicated that this is not allowed. The next paragraph in the affidavit states that the time docketed in both cases for preparation for trial including research for the joint section 1 brief, preparation of agreed statement of facts and exhibit books, preparation of witnesses, legal research and preparation of briefs excluding tele phone conferences with clients is: John Nelligan 20.4 hours, Dougald Brown 98.7 hours. The time docketed for attendance at trial and preparation during the course of the trial is: John Nelligan 44.5 hours, Dougald Brown 36 hours. While these times do not reconcile when the latter two are added with the total in the first set of time figures, the difference may well be because of the deletion of the time involved in telephone conferences with clients. The defendant does not dispute the accura cy of the figures and, in answer to a question by the Court, Mr. Brown, who argued the motion, stated that Mr. Nelligan's customary time charges are $200 and Mr. Brown's time charges are $100. It must be noted that what may be appropriate in solicitor and client taxation is not necessarily so in taxation of party and party costs. The plaintiffs' counsel also stated that the actions are under appeal but that it was desirable to seek directions for taxation of costs at trial at this time in any event. He undertook however not to seek applica tion of any special direction as to costs in the event that the appeal on the Charter attack on section 32 of the Public Service Employment Act does not succeed at final judgment, since he concedes that all the additional time involved was in connection with this issue, so that if his clients are not success ful in it then costs taxed in accordance with the Tariff on the relatively minor issue of the rights of his clients to attend a leadership convention as a delegate will be satisfactory.
In seeking a special direction as to costs the plaintiffs have to overcome the obstacle of the Smerchanski [Smerchanski v. Minister of Na tional Revenue] case, [1979] 1 F.C. 801 (C.A.), in which former Chief Justice Jackett stated categorically at page 806:
I have difficulty in accepting volume of work in preparation considered alone, or in conjunction with such factors as the difficulty or importance of the case, as constituting a basis for exercising the judicial discretion to increase Tariff B costs items.
This judgment was followed in the Court of Appeal in the case of MacMillan Bloedel (Sas- katchewan) Ltd. v. Consolboard Inc. (1981), 124 D.L.R. (3d) 342, and in the case of Warwick Shipping Limited v. The Queen, [ 1984] 1 F.C. 998 (C.A.). This latter case also considered the Manitoba Fisheries [R. v. Manitoba Fisheries Ltd.] case, [1980] 2 F.C. 217, in which the Court of Appeal had held that since it was a test case this justified an increase of the Tariff items, bearing in mind that although the fact that it was a test case increased the cost, this would however result in the settlement of a number of other actions based on the same matter. At page 1007 of the Warwick Shipping case, Chief Justice Thurlow states:
On the other hand, while the delivery of the ship to ship- breakers shortly after the grounding and before the issues were raised and the loss of ship's documents were not matters relating to the conduct of the proceedings, of the kind which Jacket C.J. appears to have had in mind when dealing with the Smerchanski case, they are facts which increased the costs of defending the action brought by the appellant and for which the appellant was responsible. As such they were, in my view, matters which the learned Trial Judge could properly treat as a basis for increasing the amounts prescribed by Tariff B.
At page 1008 he states:
Turning first to the allowance for discovery, as Tariff item (1)(b) provides for a per diem amount it compensates by that feature for a long hearing. Moreover, it is only for days of hearing that an allowance may be made. On the other hand, a hearing may be and often is materially shortened by undertak ings given by counsel to provide answers which the person giving discovery is unable to give immediately at the hearing. That is a practice which, in my view, saves costs and should not be discouraged. If by following it the number of days of hearings is shortened it is due to the work which counsel on giving the undertaking must do in order to provide the answers. That I think makes the time spent in the hearing itself of more value to the parties and when the case is one in which increased costs are warranted it would I think justify an increase in the daily amount allowable.
Accordingly the Court allowed $200 per day for each of the ten hearing days of the discovery in place of the $100 allowed by the Tariff.
On the same page of the judgment he states:
Having regard to the reasons for which, in my view, a direction for increased costs is warranted, I do not think the increase in the allowance for preparation for trial from $350 to $3,000 authorized by the learned Trial Judge is in the circum stances excessive and I would affirm it.
However the judgment does state that the allow ance for services of solicitors and counsel under Tariff B is intended to cover by a single amount on a per diem basis an allowance for any number of solicitors or counsel engaged by a party since the importance and complexities of the case do not justify the presence of a junior as well as a senior counsel throughout the trial nor an increase in the prescribed per diem rate.
This latter statement has the effect of overruling what was said by Deputy Justice Smith at trial in the earlier Manitoba Fisheries [Manitoba Fisher ies Ltd. v. R., [1980] 1 F.C. 36] case that the importance of the case before him justified the collaboration by more than one counsel for the seven companies other than the plaintiff which would be involved in the outcome.
This statement by Chief Justice Thurlow also prevails over the statement by Justice Cattanach in Spur Oil Limited v. The Queen, [1983] 1 F.C. 244 (T.D.), in which at page 250 he found that section 3 of Tariff B does not exclude fees to be paid to junior counsel when their presence can be justified. While it was not perhaps a test case Justice Cattanach states at page 251:
There were three other appeals pending, the results of which were dependant on the outcome of the present matter.
In the Manitoba Fisheries case there was a dissenting judgment by Justice Pratte in the Appeal decision but the majority judgment ren dered by Justice Heald, [1980] 2 F.C. 217, at page 222, states:
The practice adopted by counsel in this case and in the other seven actions affected by the decision of the Supreme Court of Canada in this case is one which, in my view, needs to be encouraged, rather than discouraged. Rather than proceeding with eight parallel actions at an equal pace, with the result that
much larger costs would have been incurred, the plaintiffs and their counsel chose rather to proceed with one case, for a final determination of the very important legal principle established in this action by the Supreme Court of Canada.
They should not, in my view, be penalized for adopting such a course. To hold them strictly to the items in the Tariff would penalize them severely. For these reasons I would dismiss the appeal with costs.
The Warwick Shipping judgment (supra) appears to be the latest consideration of the matter by the Court of Appeal and it would appear that, without reversing the Smerchanski decision, there is now a tendency to be more generous in making special directions as to costs rather than rigidly adhering to the hopelessly outdated and inade quate Tariff whenever the discoveries or days of hearing are shortened by the cooperation of the parties in the preparation of same and at the trial. That appears to be the situation in the present case. While it is not strictly speaking a test case to the same extent as the Manitoba Fisheries case but rather merely an important and difficult case which by virtue of the Smerchanski judgment would not justify departure from the Tariff, it certainly clearly resembles a test case in that it is the first such case on the issue. While it is true that there are no other actions at present before this Court which would be disposed of as a result of the decision in this case and as a result it differs from the Manitoba Fisheries case, plaintiffs never theless point out that in proceedings before the Public Service Staff Relations Board, file 166-2-14941 Jacob W. Rempel, grievor and Trea sury Board, employer, in a decision dated October 31, 1985 dealing with the validity of section 32 of the Public Service Employment Act in view of the Charter of Rights, the presiding Board member stated that he was advised that it was expected that this issue would come before the Federal Court on three cases and that the argument would be the same. As a result the hearing was adjourned until judgment was rendered by the Federal Court. This has now been done. It can therefore fairly be said that pending cases in another jurisdiction were not proceeded with while awaiting the out come of the present actions, making them there fore equivalent to test cases.
It is of interest to note that the Proposed Amendments to General Rules and Orders of this Court number 11 published in the Canada Gazette
[Part I] of October 4, 1986 [at page 5041] radical ly change the existing Tariff of costs including much more realistic figures in the light of contem porary conditions. Moreover, they also greatly extend the use of judicial discretion and in particu lar overcome the Smerchanski case by permitting the importance of the issues, volume of the work, and the complexity of the proceedings to be taken into consideration as well as the conduct of the parties that tends to shorten or lengthen the dura tion of the proceedings. These rules will even to some extent alter the finding of the Court of Appeal in the Warwick Shipping case that the allowance for services of solicitors and counsel must cover any number of solicitors and counsel engaged in the action, since they now specifically provide a fee for the principal counsel conducting the trial, and as a matter of discretion for special reasons another fee for participation by junior counsel in the amounts of $300 and $100 respec tively per one half day in Court. Proposed Rule 346A (Can. Gaz., Part I, No. 11) provides that except for costs that have already been fixed or a taxation of costs has been applied for before the date when the new rules come into effect, costs shall be governed by the new rules unless within 90 days of the coming into effect a party to the proceeding commenced before that date files with the Court a notice that costs should be determined in accordance with the previous rules. Since sec tion 46 of the Federal Court Act [R.S.C. 1970 (2nd Supp.), c. 10] provides for a delay of 60 days after publication of the proposed amendments before any application can be made for an Order in Council adopting them, they are clearly not in effect at this time, and moreover no notice of taxation has formally been applied for, but merely a notice to give directions to the taxing officer.
While the new rules as such cannot therefore be applied they are representative of current judicial thinking in the matter by the Judges of this Court including the Judges of the Court of Appeal. They can perhaps therefore be considered as an indica tion of what is now deemed to be fair and reason able which it is generally admitted the former rules no longer are.
The present motion seeks directions to the taxing officer to increase the amounts allowable under paragraphs 2(1) (d) and 2(1)(e) of Tariff B. Relying on Tariff A paragraph 1(4)(a), I would direct that the present proceedings be considered as a Class III action. The taxing officer shall analyse the time sheets of plaintiffs' attorneys deleting any charges for law students and consid ering time charges of Messrs. Nelligan and Brown only in preparation for trial and eliminate any duplication of these charges which are attributable to both the Osborne and Millar cases. Converting the total time to days at a suggested rate of 6 hours per day and applying the rate of $350 in Tariff paragraph 2(1)(d) (which is however a single sum and not a per diem amount) to the number of days involved will lead to an amount which I would allow as preparation for trial. (See in this connection Warwick Shipping (supra) where the Court found that an increase in allow ance for preparation for trial from $350 to $3,000 was reasonable in the circumstances.)
With respect to the amounts allowed in Tariff paragraph 2(1)(e) which allows $400 per day plus $200 for every day after the first, I will now allow amounts similar to those allowed in the proposed new Tariff although same is not yet in effect, that is $300 for each half day for Mr. Nelligan and $100 for each half day for Mr. Brown. While these amounts are considerably less than the time charges of Messrs. Nelligan and Brown which may be proper in a solicitor and client taxation, the principle that taxed costs are not intended to cover all the cost of an action must be adhered to. The special circumstances of this case and the fact that it was considerably shortened by the cooperation of all parties including plaintiffs in not requiring defendant to call witnesses to introduce evidence from other jurisdictions in connection with the section 1 Charter argument, which would have greatly lengthened the trial must be taken into consideration however to justify a reasonable increase in the amounts permissible under the existing Tariff. The taxing officer can conduct his taxation in accordance with these directions.
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