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T-730-72
Xerox of Canada Limited, and Xerox Corporation (Plaintiffs)
v.
IBM Canada Limited-IBM Canada Limitée (Defendant)
Trial Division, Thurlow A.C.J.—Toronto, Novem- ber 21; Ottawa, November 30, 1977.
Practice — Application pursuant to Rule 500(1) for refer ence to determine issue of fact — Reference ordered to deter mine damages for patent infringement — Second machine marketed similar to machine with infringing devices —Second action initiated re second machine — Whether or not the reference determining damages should consider damages aris ing from the marketing of second machine — Jurisdiction of Court to grant order sought — Federal Court Rule 500(1).
Defendant was found at trial to infringe various claims of plaintiffs' patents and a reference was ordered to determine the damages plaintiffs sustained. After judgment, defendant mar keted a second machine, substantially identical to the one found to be infringing the patents, and plaintiffs commenced a second action. Plaintiffs now seek an order under Rule 500(1) appoint ing a judge as referee to determine the question of fact of whether or not the reference to damages should include defend ant's marketing the second machine.
Held, the application is allowed. The judgment, injunction and order for a reference are not confined to infringement by the marketing of the Copier I, but rather apply to any IBM copier which has mechanisms infringing the patents in question. Plaintiffs' assertion concerning the use of mechanisms in the Copier II raises an issue of fact rather than a question of law concerning the application of the judgment. The bringing of a second action concerning the Copier II does not amount to an election or constitute a bar to plaintiffs' proceeding in this action for relief concerning Copier II. Plaintiffs cannot recover twice for the same cause of action or damages, but should there be duplication in the second action, there are ways in which that can be dealt with.
APPLICATION. COUNSEL:
D. F. Sim, Q.C., for plaintiffs.
W. B. Williston, Q.C., for defendant.
SOLICITORS:
D. F. Sim, Q.C., Toronto, for plaintiffs. Smart & Biggar, Ottawa, for defendant.
The following are the reasons for order ren dered in English by
THURLOW A.C.J.: Rule 500(1) provides:
Rule 500. (1) The Court may, for the purpose of taking accounts or making inquiries, or for the determination of any question or issue of fact, refer any matter to a judge nominated by the Associate Chief Justice, a prothonotary, or any other person deemed by the Court to be qualified for the purpose, for inquiry and report.
In this action the plaintiffs, by their statement of claim, sought damages and other relief in respect of alleged infringement by the defendant of several patents by selling and leasing in Canada
. a xerographic type copying machine identified by the defendant as the IBM COPIER, manufactured in the United States of America or other foreign countries known to the defendant but unknown to the plaintiffs, such as that displayed by the defendant inter alia on February 1st, and 2nd 1972 at the Quebec Room, Royal York Hotel, Toronto, Ontario.
On August 3, 1977, following a lengthy trial, judgment was pronounced, inter alia, ordering and adjudging that claim 1 of Patent Number 683,777 and claims 1, 2, 3, 4, 5 and 6 of Patent Number 736,834 are valid and have been infringed by the defendant, that the defendant be restrained from
infringing the said claims and
... from' manufacturing, using, selling, offering for sale, leas ing, offering for lease, instructing others in the use of or otherwise dealing in a copier which incorporates either
(a) an apparatus for feeding a sheet and removing same from a rotary xerographic drum as described in the specifica tion and claimed in claim 1 of Canadian Letters Patent 683,777, or
(b) an apparatus for picking off sheets adhering electrostati- cally to the surface of a drum as described in the specifica-
' By order dated September 19, 1977, the judgment was amended by inserting the words "any unlicensed" after the word "from". A licence has been granted.
tion and claimed in claims 1, 2, 3, 4, 5 and 6 of Canadian Letters Patent 736,834,
or both.
and
... that there be a reference to determine the amount of damages sustained by the plaintiffs by reason of the infringe ment by the defendant of,
(d) Claim 1 of Canadian Letters Patent 683,777, and
(e) Claims 1, 2, 3, 4, 5 and 6 of Canadian Letters Patent 736,834,
or the profits made by the defendant by reason of such infringe ment and that the damages or profits so determined shall be paid by the defendant to the plaintiffs forthwith after the determination therof [sic]. The plaintiffs shall, prior to the holding of the said reference, elect between damages sustained or profits made.
Both the defendant and the plaintiffs have appealed but the order for a reference has not been stayed. The plaintiffs have elected for damages rather than an account of profits.
By the present application the plaintiffs seek, under Rule 500(1), an order:
1. Appointing a Judge as a referee for the determination of the question or issue of fact of whether the reference to damages directed by Order of the Honourable Mr. Justice Collier dated August 3, 1977 in respect of the infringement of,
(a) Claim 1 of Canadian Letters Patent 683,777, and
(b) Claims 1, 2, 3, 4, 5 and 6 of Canadian Letters Patent 736,834
shall include the activity of the Defendant in marketing its Copier II machines as well as its Copier I machines in Canada.
2. Giving such further or other Order and direction as the Associate Chief Justice may seem fit.
The type of machine referred to in the statement of claim is identified as an IBM Copier I. In the reasons for judgment, the learned Trial Judge referred to it as "the IBM machine", "IBM World Trade Copier I", and "Copier I". He also referred at times to particular devices incorporated in the machine as "the IBM device". I assume that the evidence was directed only to that type of machine and its mechanisms.
The marketing of the Copier II machines referred to in the notice of motion, I was informed by counsel, began after the commencement of the action. It is the subject of a second action for infringement of several patents including 683,777 and 736,834. That action has not yet been tried.
In an affidavit filed in support of this applica tion, it is stated that the Copier II machines, so far as they relate to the subject matter of patents 683,777 and 736,834, are substantially identical to the defendant's Copier I machines.
In opposing the plaintiffs' application, counsel for the defendant raised two points: first, that by bringing a second action the plaintiffs had made an election to proceed therein in respect of the Copier II and therefore were not entitled to obtain relief in respect of it in this action; and second, that what the plaintiffs seek is essentially the nomination of a judge as a referee to interpret the judgment and what it applies to, which is a ques tion of law, rather than to determine an issue of fact, and the Court is without jurisdiction to grant the order sought since both Rule 500(1) and sub- paragraph 46(1) (a) (vi) of the Federal Court Act 2 , which authorizes the making of such a rule, con fine it to the determination of issues of fact.
In my view, the judgment is not confined to infringement by the marketing of the Copier I. Plainly, the injunction is not so limited and, on its wording, neither is the order for a reference. As I read it, the judgment applies to any IBM copier which has devices or mechanisms which infringe the claims of the two patents in question, i.e. 683,777 and 736,834, and unless the defendant is prepared to admit in respect of its Copier II that it has such devices or mechanisms there is plainly an issue of fact to be resolved when the plaintiffs assert that the machine has such devices or mech anisms. If the defendant is prepared to admit it, there will be no question of fact to be resolved, but neither will there be any issue of law calling for
2 R.S.C. 1970 (2nd Supp.), c. 10.
determination, at least until the report of the referee is under consideration on an appeal there from or until a question is submitted by the referee for decision under Rule 504.
Nor do I think the bringing of a second action amounts to an election or constitutes a bar to the plaintiffs proceeding in this action for relief in respect of the Copier II so far as such relief may be obtainable therein. Obviously, the plaintiffs are not entitled to recover twice for the same cause of action or damage but, as I see it, if and to the extent that there is duplication in the second action, there are ways in which that may be dealt with therein.
The issue of fact to which I have referred is, in my view, one that ought to be dealt with by a judge, and before the reference on other issues is held. The motion, accordingly, succeeds.
ORDER
IT IS ORDERED with respect to the reference directed by paragraph 8 of the judgment in this action that the issue of whether the defendant's Copier II incorporates devices or mechanisms which infringe claim 1 of Canadian Letters Patent 683,777 and claims 1, 2, 3, 4, 5 and 6 of Canadian Letters Patent 736,834 or any of them be referred for inquiry and report to a judge of this Court, the said inquiry and report to precede any necessary inquiry and report on other issues to be determined on the reference directed by the judgment and that the costs of this application be reserved and be dealt with as the judge nominated to make the inquiry and report may determine.
Under Rule 500(1), the Honourable Mr. Justice Collier is nominated to make the inquiry and report determining the issue above-mentioned.
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