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T-258-75
Benson Bros. Shipbuilding Co. (1960) Ltd. (Plaintiff)
v.
The Ship Miss Donna and Babcock Fisheries Ltd. (Defendants)
and
The Mercantile Bank of Canada (Intervener)
T - 753 - 75
Benson Bros. Shipbuilding Co. (1960) Ltd. (Plaintiff)
v.
The Ship Miss Delphine and Babcock Fisheries Ltd. (Defendants)
and
The Mercantile Bank of Canada (Intervener)
Trial Division, Addy J.—Vancouver, March 4 and 7; Ottawa, June 10, 1977.
Maritime law — Action for money owed for ships' repairs
— Arrest of ships — Defendant adjudged bankrupt — No leave of Bankruptcy Court to continue proceedings — Whether arrest creates statutory lien and overcomes stay of proceedings
— Bankruptcy Act, R.S.C. 1970, c. B-3, ss. 2, 49(1),(2) — Federal Court Act, R.S.C. 1970 (2nd Supp.), c. 10, s. 22(2)(g).
The plaintiff, who had effected repairs without receiving payment on two ships owned by the defendant and mortgaged to the intervener, issued a claim for money due and caused the two ships to be arrested. The defendant subsequently was adjudged bankrupt. The intervener and its receiver-manager secured the release of the vessels and exercised a power of sale, realizing much less than the outstanding mortgages. As the plaintiff does not have leave of a bankruptcy court to continue this action, the absolute prohibition of section 49(1) of the Bankruptcy Act operates as a stay from the effective date of the bankruptcy, unless the plaintiff is a secured creditor. The plaintiff argues that he acquired a statutory lien against each ship because of, and from the moment of, each arrest.
Held, the actions are dismissed. A person who has effected repairs on a ship, on relinquishing possession and therefore abandoning any possessory lien, is in the same position as an ordinary creditor since no maritime lien exists. When a person seeks to recover the money due him by action in rem and arrests the ship, he does not put himself in a higher category and acquire a statutory lien as contemplated by the Bankruptcy
Act. Since an arbitration in rem is merely procedural, the arrest of a ship following the commencement of an action is also only procedural: it provides a remedy but does not create any special vested right in the claimant. The plaintiff, therefore, did not become a secured creditor by reason of the arrest of the ships.
The Henrich Bjorn (1886) 11 App. Cas. 270, followed; The Two Ellens (1872) L.R. 4 P.C. 161, followed; The Alexander Larsen (1841) 1 W. Rob. 288, followed; Coast al Equipment Agencies Ltd. v. The "Comer" [1970] Ex.C.R. 13, followed; Atlantic Salvage & Dredging Ltd. v. The Calgary Catalina [1970] Ex.C.R. 1006, followed. The Zafiro. John Carlbom & Co., Ltd. v. Owners of S.S. Zafiro [1959] 2 All E.R. 537, referred to.
ACTION. COUNSEL:
M. Bray for plaintiff.
R. A. Easton for defendants and intervener.
SOLICITORS:
McMaster, Bray, Cameron & Jasich, Van- couver, for plaintiff.
Russell & DuMoulin, Vancouver, for defend ants and intervener.
The following are the reasons for order ren dered in English by
ADDY J.: These two cases were tried together. The defendant company, Babcock Fisheries Ltd., was the owner of the ships involved in each action.
The ships had both been mortgaged to the intervener, The Mercantile Bank of Canada, by the same two mortgage debentures, one issued on the 26th of March 1974 and the other on the 24th of September 1974. These mortgages, totalling several millions of dollars, were not at that time registered under the Canada Shipping Act' but were filed with the Registrar of Companies in Victoria, British Columbia, pursuant to the Com panies Act 2 of British Columbia.
1 R.S.C. 1970, c. S-9.
2 S.B.C. 1973, 21-22 Elizabeth II, c. C-18.
The plaintiff effected repairs on both ships: in the case of the Miss Donna, during the month of June 1974 in the amount of $6,556.80, and in the case of the Miss Delphine, during the month of July 1974 in the amount of $2,496.24. After the repairs were effected, the ships were released to the defendant company by the plaintiff without payment having been made for the repairs.
Because of a default in paying the mortgage debentures, pursuant to powers contained therein, the intervener appointed a receiver-manager of the undertaking of the defendant company. The latter took possession of the ships before the end of December 1974 until their sale.
In order to obtain payment for the repair bills, the plaintiff issued a claim in this Court on the 29th of January 1975, in the case of the Miss Donna, and caused the ship to be arrested on the same day. It took the same action against the Miss Delphine on the 5th and 6th of March 1975.
Between the time that both actions were instituted as aforesaid, more specifically on the 30th of January 1975, pursuant to a covenant for further assurances contained in the mortgage debentures, additional forms of mortgages were executed by the defendant company. These forms conformed to the Canada Shipping Act and were duly registered against both ships pursuant to that Act. The liabilities secured and assets mortgaged were of course the same as those mentioned in the two mortgage debentures.
By order of the Supreme Court of British Columbia, on the 13th of February 1975, the receiver-manager was relieved of his receivership in order that he might give special consideration to the interests of the intervener, pursuant to section 113 of the Companies Act of British Columbia.
On the 6th of May 1975, a petition in bankrupt cy against the defendant company was filed by another creditor of the defendant and ten days later the defendant company was duly adjudged bankrupt and a trustee in bankruptcy was appoint ed. The defendant company still remains an undis- charged bankrupt and the present proceedings were continued against the trustee in bankruptcy.
In order to obtain the release from arrest of the two ships, the intervener and its receiver-manager, on the 13th of June 1975, paid into Court pursuant to Rule 1006(2)(a) the sum of $14,000 for the Miss Donna and $5,000 in the case of the Miss Delphine, whereupon both ships were duly released.
Subsequently, both ships were sold by the intervener pursuant to its power of sale under the debenture mortgages, the Miss Donna for the sum of $126,000 on the 18th of June 1975 and the Miss Delphine for the sum of $82,000 on the 9th of July 1975.
The amount outstanding on the mortgages greatly exceeds the amount realized on the sale of the ships and of the other assets covered by the debenture mortgages.
Many issues were raised at trial pertaining to the nature, validity, effect and priority of the debenture mortgages in so far as they might affect the claims of the plaintiff. However, one of the more basic or fundamental issues was whether the plaintiff could proceed with the actions after the 6th of May 1975 by reason of the bankruptcy of the defendant company and the operation of sec tion 49 (1) of the Bankruptcy Act'.
No leave of the Bankruptcy Court was obtained to continue the present actions and therefore the absolute prohibition contained in section 49(1) would operate as a stay as of the effective date of bankruptcy, unless the plaintiff is a secured credi tor and is thus permitted to realize on his security pursuant to section 49(2), notwithstanding the intervening bankruptcy.
The relevant part of section 49(2) reads as follows:
... a secured creditor may realize or otherwise deal with his security in the same manner as he would have been entitled to realize or deal with it if this section had not been passed, unless the court otherwise orders ....
"The court", of course, means the court having jurisdiction in bankruptcy matters or a judge thereof or, for certain matters, its registrar.
3 R.S.C. 1970, c. B-3.
Section 2 of the Bankruptcy Act defines "secured creditor" in part as follows:
... a person holding a mortgage, hypothec, pledge, charge, lien or privilege on or against the property of the debtor or any part thereof as security for a debt due or accruing due to him ....
The plaintiff argued that, by reason of the arrest of the ship, he acquired in each case from that moment a statutory lien against the ship and became a secured creditor as defined in section 2 of the Bankruptcy Act, which I have quoted above, and was therefore entitled to proceed in his actions against the ships by virtue of section 49(2) to which I have also referred.
Repairs to a ship undoubtedly constitute the supplying of necessaries. Notwithstanding some contrary findings in other jurisdictions, it has long been settled that, in common law jurisdictions, the supplying of necessaries does not create a maritime lien or privilege against the ship in favour of the supplier of necessaries, and the latter has no pref erence over other creditors. (See The Henrich Bjorn° and The Two Ellens 5 .)
A person who has effected repairs on a ship, once he has relinquished possession of it and has therefore abandoned any possessory lien to which he might have been entitled, is therefore in the same position as an ordinary creditor since he has no maritime lien. When such a person seeks to recover the monies due him by action in rem and arrests the ship, he does not by so doing put himself in any higher category and acquire a statu tory lien or at least a statutory lien which would constitute him a lienholder as contemplated by section 2 of the Bankruptcy Act.
In Coastal Equipment Agencies Ltd. v. The "Comer" 6 Noël J., as he then was, stated that the right of action in rem gives no privilege, lien or preference of any kind and that the supplier of necessaries is still in the same position as an ordinary creditor. That decision was upheld by the
° (1885) 10 P.D. 44; (1886) 11 App. Cas. 270.
5 (1872) L.R. 4 P.C. 161.
6 [1970] Ex.C.R. 13.
Supreme Court of Canada in an unreported deci sion dated the 25th of March 1971' and was subsequently followed and applied by my brother Walsh J. in Atlantic Salvage & Dredging Ltd. v. The Calgary Catalina'.
I am fully cognizant of certain statements as to the arrest of a ship constituting a statutory lien made in The Zafiro. John Carlbom & Co., Ltd. v. Owners of S.S. Zafiro" and in the extracts from English cases quoted therein, and I am also aware of the fact that the Zafiro case does not appear to have been considered by Noël J. in the Comer case.
I, however, feel that the expression "statutory lien" has been rather loosely used at times or, at least, given a somewhat extended meaning. Typi cal examples of true statutory liens are those which arise out of the various Mechanics Lien Acts enacted by the provinces. In these cases, it is not, as in the case of a ship, a mere question of the Court possessing a certain right of control over the asset and the power to sell it should the plaintiff be successful and the judgment remain unsatisfied, but, a true vested right in the object of the lien itself is given directly to the lienholder, i.e., the workman, supplier, contractor or subcontractor, provided certain statutory conditions are met.
The view expressed by Noël J. in the Corner case, supra, seems to be the correct one. He quotes with approval from The Alexander Larsen 10 case
The Corner matter was decided by Noël J. at the same time as two other cases, one involving The Ship Victorien Marie and the other The Ship Ghislain. All were owned by the same company and the same plaintiff was claiming in all three cases. As the facts were indistinguishable and the legal issues identi cal, when the appeals reached the Supreme Court of Canada, a consent was signed to the effect that only one appeal would be heard and that the decision would apply to all three cases. The appeal before the Supreme Court of Canada is styled as Coastal Equipment Agencies Ltd. v. The Ship Ghislain [unreported: appeal dismissed with costs, March 25, 1971]. P.S.: The Comer case has been incorrectly described in the
reports; the true name being C. Orner.
' [1970] Ex.C.R. 1006.
9 [1959] 2 All E.R. 537.
10 (184U 1 W. Rob. 288.
at page 294 where in referring to the Admiralty Court Act" Dr. Lushington states as follows:
... in the first place the statute does not create a lien upon the vessel at all; the debt has no foundation upon the statute .... The statute therefore simply confers upon the Court a jurisdic tion to be employed in every lawful mode which the Court has the power to exercise for enforcing the payment; it might be by arresting the person of the owner if he were resident here, or by arresting the property in case a necessity occurred. Secondly, the Court having this jurisdiction conceded to it; would be bound to exercise that jurisdiction equitably: and in so doing it would protect the interests of all persons having a bona fide lien upon the property; as, for instance, subsequent purchasers without notice.
Noël J. at pages 31 and 33 of the above-cited report of the Comer case concludes as follows:
I must therefore conclude, after an exhaustive examination of the main decisions handed down on this subject, that the claimant for necessaries supplied to a ship has not maritime lien on the ship but, at the most, has a right to bring an action in rem against the ship if the ship is still in the hands of the same owner. Indeed, as we have seen, no lien was created by the Act of 1840, or by the Act of 1861, or even by the Act of 1891, or by any other subsequent United Kingdom or Canadian Act. However, the claimant for necessaries was conceded a certain right in rem which at certain times has been vaguely called a statutory lien.
In fact, as long ago as 1886 (cf. The Beldis (supra) p. 72) the remedy of the action in rem was given to creditors of the shipowner for maritime debts which were not secured or guar anteed by a lien and privilege, and in such case the seizure of the ship resulted in giving the creditor what was called a "legal nexus" over the property so seized from his debtor.
It seems to me that this right does not go beyond the right of an ordinary creditor suing and executing. This, moreover, it seems to me, is the meaning of the words expressed by Lord Bramwell in Northcote v. Bjorn (supra) when, dealing with actions before the Admiralty Court, he declared at p. 283:
Proceedings might be in personam without the res being affected. And when they were in rem, though a security might be obtained for the payment of what was recovered, it might well be that there was no lien.
It would, indeed, be extraordinary for a claimant for neces saries who is an unsecured creditor without any preference to become a secured creditor merely by bringing an action in rem before the Admiralty Court.
As a matter of fact, examination of the above-mentioned Acts and decisions clearly indicates to us, that the action in rem and the seizure of the res in maritime law was initially only a mere procedural means used for ensuring the execution of the judgment and giving the Admiralty Court jurisdiction at a time
" 1840 of England, 3 & 4 Victoria, c. 65.
when in the United Kingdom the action in rem was the only possible remedy before that Court (cf. The Beldis (supra) pp. 73 and 74). Indeed I do not see in any of the Acts or decisions on this subject anything which would permit me to say that this procedure confers any privilege or lien whatsoever, although the right to bring an action in rem against an inanimate object like a ship constitutes an extraordinary right and, in certain cases, one which is advantageous for the person who can avail himself of it.
This action in rem, however, does not give any privilege or lien or preference whatsoever, and the claimant for necessaries seems to me to be in the same position as an ordinary unsecured creditor. If he is an execution creditor, he will be entitled to his costs of action but his claim will be ranked only in accordance with the order of priorities set by law. In fact, to give him, through the mere fact that he has a simple right of action in rem, a right and specific privilege which would deprive the same debtor's other creditors of exercising their claims against the property seized, especially after the corpora tion owning such property has made a proposal under the Bankruptcy Act, seems to me inacceptable and based on no legal text or judgment. In fact, this would be a serious blow to the principle whereby the property of a debtor is the security of his creditors.
I agree with these statements of the law. Since an action in rem is merely procedural, the arrest of a ship, following the instituting of the action, must also be merely procedural: it merely provides a remedy and does not create any special legal vested right in the creditor or claimant which did not exist previously.
In England, the arrest also provided a method of establishing jurisdiction for the Courts of Admiral ty. Originally, a ship could only be arrested where a maritime lien or privilege in fact existed or where there was some right by way of mortgage or otherwise which created a vested right in the res. The procedure of arrest was gradually extended to other cases only because of a conflict which existed between the courts of common law and the admi ralty courts during which the latter saw their jurisdiction gradually being taken away. In order to preserve or re-establish to some extent their original rather broad jurisdiction in maritime causes, the Court of Admiralty, as a means of obtaining jurisdiction in any particular matter involving a ship, permitted the arrest of the ship where no lien or special privilege or mortgage whatsoever existed.
In Canada, a ship can be arrested wherever the Federal Court possesses jurisdiction in admiralty over it. For instance, a ship may be arrested by a plaintiff who might only have a claim for general
damages for personal injuries under section 22(2)(g) of the Federal Court Act 12 . Surely, such a person, because he chooses to proceed in rem against the ship in lieu of merely proceeding in personam against the owner, does not, by so doing, acquire the special status of a secured creditor under the Bankruptcy Act and thus become en titled to proceed against the ship to the detriment of and in priority to the other ordinary creditors of the bankrupt.
Since the plaintiff by reason of the arrest of the ships did not become a secured creditor, it there fore appears clear that he had no right to proceed with the action after the bankruptcy without leave of a court having jurisdiction in bankruptcy.
The fact that, subsequent to the bankruptcy, the intervener obtained the release of the ships, by posting bail therefor, in no way changes the nature of the claim or more specifically its character as a non-secured claim. The monies paid into Court, however, would have to remain there pending the ultimate disposition of this action by trial or other wise, or pending further order of this Court.
Since, as a result of section 49(1), the plaintiff could not proceed with the trial of the action and the trial could therefore not take place, it would be improper for me to express any opinion on the various issues raised by the parties at the hearing.
The costs thrown away of the abortive trial and of the proceedings leading up to it are reserved to the judge ultimately charged with the trial or other disposition of this action.
An order will issue accordingly.
12 R.S.C. 1970 (2nd Supp.), c. 10.
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