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A-78-76
Robert J. L. Delanoy (Applicant) v.
Public Service Commission Appeal Board (Respondent)
Court of Appeal, Jackett C.J., Ryan J. and Kerr D.J.—Ottawa, June 24 and August 3, 1976.
Judicial review Public Service Application to set aside decision of Public Service Commission Appeal Board—Hear- ing before Board on basis of "Admission of Facts and Issue" Whether or not applicant lawfully eliminated from competi- tion—Validity of amendment to Public Service Commission Selection Standards—Standards must relate to purpose to be served—Board ought to have taken a position Matter referred back to Board on basis that basic requirement inval- id—Federal Court Act, s. 28—Public Service Employment Act, R.S.C. 1970, c. P-32, ss. 5, 8, 10, ii, 12 and 21.
Applicant applied for the review and the setting aside of the decision of the Public Service Commission Appeal Board respecting the applicant's appeal under section 21 of the Public Service Employment Act. Applicant was advised that he was ineligible for Public Service competition on the ground that he failed to meet one of its basic requirements: that an employee must have been appointed to his current position or classified in the same group and at the same level at least one year before the closing date of the competition. This requirement was first promulgated in Public Service Commission Bulletin 75-20, dated 28 August 1975. At issue was whether the applicant was properly eliminated for the sole reason that he failed to fulfil the one-year requirement.
Held, the application is granted, the Appeal Board decision is set aside and the matter is referred back to the Appeal Board for disposition on the basis that the basic requirement in question is invalid. The reasons given for making the one-year amendment, which was approved by the Public Service Com mission, were that on-the-job experience of the employee should be of a standard level and that excessive mobility was not in the best interests of the Public Service and should be curbed. The authority granted to the Commission by sections 10, 11 and 12 of the Public Service Employment Act is to prescribe standards so that the person who best merits the appointment having regard to all the circumstances shall be selected. To be within the meaning of section 12 every standard must relate to the purpose to be served and it is not possible to perceive a rational link between the basic requirement involved in this case and selection according to merit. It may be that section 12 confers no authority to establish qualifications (see Bambrough v. Appeal Board established by the Public Service Commission [1976] 2 F.C. 109). However, the implications of that case need not be considered since there was no question here of a participation by the Commission with the Department in the
elaboration of qualifications for the position. The question of the validity of the requirement was directly involved in the appeal which was properly before the Board and the Board ought to have taken a position on the question.
APPLICATION for judicial review. COUNSEL:
Maurice W. Wright, Q.C., for applicant.
A. M. Garneau and L. S. Holland for
respondent.
SOLICITORS:
Soloway, Wright, Houston, Greenberg, O'Grady & Morin, Ottawa, for applicant. Deputy Attorney General of Canada for respondent.
The following are the reasons for judgment rendered in English by
RYAN J.: This is an application under section 28 of the Federal Court Act to review and set aside a decision rendered on the 3rd day of February, 1976 by Mrs. Helen Brazier as Chairman of the Public Service Commission Appeal Board respect ing an appeal brought by Robert J. L. Delanoy under section 21 of the Public Service Employ ment Act' against certain proposed appointments to the Public Service.
' R.S.C. 1970, c. P-32, s. 21 reads:
21. Where a person is appointed or is about to be appoint ed under this Act and the selection of the person for appoint ment was made from within the Public Service
(a) by closed competition, every unsuccessful candidate, or
(b) without competition, every person whose opportunity for advancement, in the opinion of the Commission, has been prejudicially affected,
may, within such period as the Commission prescribes, appeal against the appointment to a board established by the Commission to conduct an inquiry at which the person appealing and the deputy head concerned, or their repre sentatives, are given an opportunity of being heard, and upon being notified of the board's decision on the inquiry the Commission shall,
(c) if the appointment has been made, confirm or revoke the appointment, or
(d) if the appointment has not been made, make or not make the appointment,
accordingly as the decision of the board requires.
The hearing before the Public Service Commis sion Appeal Board proceeded on the basis of an "Admission of Facts and Issue". The admission was signed by the representative of the appellant and the representative of the Department. The admission of facts and issue 2 reads as follows:
PUBLIC SERVICE EMPLOYMENT ACT APPEAL HEARING
BETWEEN:
ROBERT DELANEY APPELLANT AND:
THE DEPARTMENT OF REVENUE CANADA
(TAXATION) EMPLOYING DEPARTMENT
ACTING ON A DELEGATED AUTHORITY
FROM THE PUBLIC SERVICE COMMISSION
ADMISSION OF FACTS AND ISSUE
The representative of the appellant is Mr. H. Edward Done, Public Service Alliance of Canada. On behalf of the appellant Mr. Done accepts the following facts as relevant and accurate for the purposes of hearing and determining this appeal.
The representative of the Employer is Mr. K. Jacobsen, a Personnel Administrator with Revenue Canada, Taxation, in Calgary, Alberta. Mr. Jacobsen also accepts the facts as rele vant and accurate for the same purpose.
THE FACTS
Mr. Delaney was originally appointed to the Public Service effective on October 1, 1974, and classified as a Program Administrator level 2 Field Auditor in Revenue Canada, Taxa tion. At the time of his appointment to the Public Service Mr. Delaney held a degree of Bachelor of Commerce and he was also a Registered Industrial Accountant.
In April of 1975 Mr. Delaney, who was at the time still a PM-2, applied for a PM-3 position through competition 75-TAX-CAL-CC-13. Mr. Delaney was found to be qualified for appointment at the PM-3 level and was declared a success ful candidate for that competition. He was appointed to the PM-3 position effective August 4, 1975.
Among other candidates in competition 75-TAX-CAL-CC- 13 were Mr. Michael J. Clark and Mr. Frans T. Heynen, both of whom were at that time classified at level PM-2, the same as Mr. Delaney. At the time of that competition both Mr. Clark and Mr. Heynen were found to be unqualified for the PM-3 position available at that time, and which was won by Mr. Delaney.
For the period from November 1, 1975 until December 31, 1975, Mr. Delanoy was on loan to the Business Audit Section to temporarily perform the duties of an AU1 position. Over that period he performed satisfactorily the duties assigned to him and he was paid acting pay at the second step of the AU1 pay range.
2 The applicant's name is incorrectly spelled in the admission of facts and issue as "Delaney".
On or about November 17, 1975, a competition was offered for a position of AU-1 Business Auditor in the Calgary District Office. The position opened to competition was the same position the duties of which Mr. Delanoy was performing temporarily. The competition was 75-TAX-CAL-CC-40 and the closing date was November 24, 1975. Mr. Delaney applied for the position of AU-1 Business Auditor within the stipulated time limit. Mr. Michael J. Clark and Mr. Frans Heynen were among other applicants in that same competition.
Mr. Delaney was screened out of competition during a preliminary review because he failed to meet one of the basic requirements for the position, which is set out below, and which was clearly noted on the competition poster.
To be eligible for appointment to the position(s) an employee must have been appointed to his/her current position or have been classified in the same group and at the same level at least one year prior to the closing date of this competition.
This information was communicated to Mr. Delaney through the medium of a letter dated December 4, 1975, signed by Mr. K. Jacobsen, Personnel Administrator (Exhibit D2).
(Note: The one year in position requirement was first pro mulgated through the medium of PSC Bulletin 75-20 dated 28 August 1975 [Exhibit D3]).
By a further letter dated December 15, 1975, also signed by Mr. K. Jacobsen, Personnel Administrator, Mr. Delaney was advised of his Notice of Right to Appeal. That letter begins as follows:
We wish to inform you that as a result of the above-noted competition the candidates listed below have been declared successful in the order indicated:•
Michael J. Clark Frans T. Heynen
Mr. Delaney appealed against any appointment being made as a result of competition 75-TAX-CAL-CC-40 on the ground that he was improperly screened out of the competition and that, therefore, his qualifications for the available AU-1 posi tion had not been assessed relative to the other candidates.
• Mr. Delaney's appeal was originally scheduled for hearing on the 20th day of January 1976 and, at the request of the appellant's representative, subsequently rescheduled for hearing beginning at 0930 hours in the forenoon of Tuesday, January 27th in Calgary.
THE ISSUE
The representatives of the parties further agree that the basic issue at stake in this hearing can be stated as follows:
Was Mr. Delaney lawfully and properly eliminated from competition 75-TAX-CAL-CC-40 for the sole and only reason that he had not occupied his current position or some other parallel position classified in the same group and at the same level for at least one year prior to the closing date of this competition.
EXHIBITS
The representatives of the parties also agree that the material listed on Annex A to this admission of facts and issue should be filed and marked as exhibits at the commencement of the hearing.
While the facts set out in this document are relevant and accurate for the purpose of hearing and determining his griev ance, they are not necessarily exhaustive. That being so, the parties reserve the right to lead additional evidence at the time this appeal is heard.
Finally, the parties are agreed that in addition to oral argument either or both parties may, if they so elect, file a written submission and in the event that either or both parties file a written brief, then that brief shall be accepted into evidence and marked as an exhibit.
Dated at Calgary this 27th day of January, 1976.
Signed on behalf of the Department Mr. K. Jacobsen
Signed on behalf of the Appellant Mr. H. Edward Done
The Appeal Board dismissed the appeal. The Chairman concluded her reasons for dismissal in these words:
Since the Selection Standards for AU 1 positions contained the Basic Requirement quoted above and since there is no dispute that the employee was currently occupying a PM 3 position to which he was appointed on August 4, 1975, less than one year prior to the closing date for receipt of applications in the competition, the Appeal Board cannot fault the Selection Board for eliminating the appellant from further consideration and the Appeal Board will not intervene in this case.
The basic requirement for the position of AU-1 Business Auditor, which appeared on the competi tion poster and by virtue of which Mr. Delanoy was eliminated from the competition, was, as the admission of facts and issue indicates, first pro mulgated by means of Public Service Commission Bulletin No. 75-20, dated August 28, 1975. The requirement was enacted as an amendment to the Public Service Commission Selection Standards. The amendment was approved by the Public Ser vice Commission by endorsement of approval on a memorandum to it, Public Service Commission File No. 600-200. The subject of the amendment is expressed as being "Amendment to Selection Standards—AC, AG, AR, AU, BI, CH, DE, ES, ED, EN, FO, HR, HE, LA, LS, MD, MT, NU, OP, PH, PC, PS, SG, SE, SW, UT, VS Groups". These are the occupational groups in the Adminis trative and Foreign Service and the Scientific and Professional categories of the Public Service.
The reason given by Mr. P. D. Drouillard, pre sumably an official of the Commission, for requesting approval by the Commission of the
amendment was set out in a memorandum to the Commission, File No. 600-200, in these words:
With a view to ensuring that the on-the-job experience of employees is of a standard level, and that excessive mobility not in the best interests of the Public Service is curbed, the following amendment to the Selection Standards is submitted for your consideration, to effect [sic] those Groups listed above.
The amendment, which was in fact approved by the Commission, was as follows:
The text of the amendment to be inserted as a note in each Selection Standard is as follows:
NOTE: An employee must have spent a minimum of one year in his/her current position or a position at the same level of classification to be eligible to be appointed to a position in this occupational group which has a maximum rate of pay that is higher than the max imum rate of pay of the position he/she is currently occupying.
In a further memorandum to the Commission, appearing as file No. 600-300, it was stated:
Recently you approved an amendment to the Selection Stand ards regarding one year in level for promotions, in certain categories. During the preparation of the Bulletin to put this amendment into effect, it became apparent that the wording of the amendment, per se, could be improved upon.
Therefore, in order to hopefully minimize confusion, the word ing of a portion of the sentence has been modified as below;
Original Modified
NOTE: An employee must NOTE: An employee must have spent a minimum of one have spent a minimum of one
year in his/her current posi- year in his/her current posi
tion or a position at the same tion or in a position classified
level of classification to be in the same group and at the
eligible to be appointed to a same level to be eligible to be
position in this occupational selected for appointment to a
group which has a maximum position in this occupational
rate of pay that is higher than group which has a maximum
the maximum rate of pay of rate of pay that is higher than
the position he/she is current- the maximum rate of pay of
ly occupying. the position he/she is current
ly occupying.
Your approval is requested.
Approval of the modification as requested was granted. The approval is dated August 8, 1975.
Sections 10, 11 and 12 of the Public Service Employment Act provide:
10. Appointments to or from within the Public Service shall be based on selection according to merit, as determined by the Commission, and shall be made by the Commission, at the request of the deputy head concerned, by competition or by such other process of personnel selection designed to establish
the merit of candidates as the Commission considers is in the best interest of the Public Service.
11. Appointments shall be made from within the Public Service except where, in the opinion of the Commission, it is not in the best interests of the Public Service to do so.
12. (1) The Commission may, in determining pursuant to section 10 the basis of assessment of merit in relation to any position or class of positions, prescribe selection standards as to education, knowledge, experience, language, age, residence or any other matters that, in the opinion of the Commission, are necessary or desirable having regard to the nature of the duties to be performed, but any such selection standards shall not be inconsistent with any classification standard prescribed pursu ant to the Financial Administration Act for that position or any position in that class.
(2) The Commission, in prescribing selection standards under subsection (1), shall not discriminate against any person by reason of sex, race, national origin, colour or religion.
(3) The Commission shall from time to time consult with representatives of any employee organization certified as a bargaining agent under the Public Service Staff Relations Act or with the employer as defined in that Act, with respect to the selection standards that may be prescribed under subsection (1) or the principles governing the appraisal, promotion, demotion, transfer, lay-off or release of employees, at the request of such representatives or of the employer or where in the opinion of the Commission such consultation is necessary or desirable.
The authority granted to the Commission by section 12 to prescribe selection standards is an authority to prescribe standards for the purpose of selecting, from qualified candidates, the person or persons who best merit appointment, having regard to the duties to be performed by the occu pant of the position to be filled. The Commission has, of course, a discretion in the prescription of standards, but every standard prescribed must relate to the purpose to be served, otherwise it is not a selection standard within the meaning of the section.
It is really not possible to perceive a rational link between the so called basic requirement involved in this case and selection according to merit of the candidate for appointment best qualified to fill the advertised position. The stipulated requirement of at least one year spent in a candidate's current position, or in a position classified in the same group and at the same level, could be met by service in a position unrelated to the position under
competition either in respect of duties to be per formed or qualities required. On the other hand, a well qualified candidate who had served for slight ly less than a year in a clearly related position would be automatically eliminated. Such a requirement, whatever else it may be, is not a standard related to merit selection. The facts of this case amply illustrate that the basic require ment not only does not serve the purpose of merit selection, but may frustrate it.
It is not necessary in this case to consider wheth er and, if so, to what extent the Public Service Commission can establish qualifications for posi tions in the Public Service. The Commission was purporting to act in reliance on its authority to prescribe selection standards under section 12 of the Public Service Employment Act, and for the reason given in the previous paragraph the require ment in question was not a selection standard. Indeed, it may well be inferred from the reasons for the decision in Bambrough v. Appeal Board established by the Public Service Commission' that section 12 confers no authority to establish qualifications for a position as opposed to prescrib ing standards for selecting a candidate who best meets qualifications otherwise determined. And, furthermore, there was no question here of a par ticipation by the Commission, together with the Department, in an elaboration of qualifications for the position. There is thus no need to consider the precise nature or the range of the implied power of the Commission, in relation to the elaboration of qualifications, to be inferred from the Commis sion's responsibility for appointment according to merit under sections 5, 8 and 10 of the Public Service Employment Act, the implied power referred to in the Bambrough case.
The Appeal Board expressed the opinion that it had no jurisdiction to make a finding on the legality of the disputed basic requirement. This question of jurisdiction was not pursued in this Court. It would seem, however, that the question of the validity of the requirement was directly involved in the appeal which was properly before
3 [1976] 2 F.C. 109.
the Board under section 21 of the Public Service Employment Act, and that the Board ought to have taken a position on the question so involved. Such a position would, of course, be reviewable in an application under section 28 of the Federal Court Act to review and set aside the Appeal Board's decision on the appeal.
I would grant the application and set aside the decision of the Appeal Board complained of. I would refer the matter back to the Appeal Board for disposition on the basis that the basic require ment in question is invalid.
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JACKETT C.J.: I concur.
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KERR D.J.: I concur.
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